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46 USC 70107 - Grants

U.S. Code > Title 46 > Subtitle VII > Chapter 701 > § 70107 - Grants


Current as of: January 2009
  (a) In General. - The Secretary shall establish a grant program
for the allocation of funds based on risk to implement Area
Maritime Transportation Security Plans and facility security plans
among port authorities, facility operators, and State and local
government agencies required to provide port security services.
Before awarding a grant under the program, the Secretary shall
provide for review and comment by the appropriate Federal Maritime
Security Coordinators and the Maritime Administrator. In
administering the grant program, the Secretary shall take into
account national economic, energy, and strategic defense concerns
based upon the most current risk assessments available.
  (b) Eligible Costs. - The following costs of funding the
correction of Coast Guard identified vulnerabilities in port
security and ensuring compliance with Area Maritime Transportation
Security Plans and facility security plans are eligible to be
funded:
    (1) Salary, benefits, overtime compensation, retirement
  contributions, and other costs of additional Coast Guard mandated
  security personnel.
    (2) The cost of acquisition, operation, and maintenance of
  security equipment or facilities to be used for security
  monitoring and recording, security gates and fencing, marine
  barriers for designated security zones, security-related lighting
  systems, remote surveillance, concealed video systems, security
  vessels, and other security-related infrastructure or equipment
  that contributes to the overall security of passengers, cargo, or
  crewmembers. Grants awarded under this section may not be used to
  construct buildings or other physical facilities, except those
  which are constructed under terms and conditions consistent with
  the requirements under section 611(j)(8) of the Robert T.
  Stafford Disaster Relief and Emergency Assistance Act (42 U.S.C.
  5121(j)(8) (!1) ), including those facilities in support of this
  paragraph, and specifically approved by the Secretary. Costs
  eligible for funding under this paragraph may not exceed the
  greater of - 

      (A) $1,000,000 per project; or
      (B) such greater amount as may be approved by the Secretary,
    which may not exceed 10 percent of the total amount of the
    grant.

    (3) The cost of screening equipment, including equipment that
  detects weapons of mass destruction and conventional explosives,
  and of testing and evaluating such equipment, to certify secure
  systems of transportation.
    (4) The cost of conducting vulnerability assessments to
  evaluate and make recommendations with respect to security.
    (5) The cost of conducting exercises or training for prevention
  and detection of, preparedness for, response to, or recovery from
  terrorist attacks.
    (6) The cost of establishing or enhancing mechanisms for
  sharing terrorism threat information and ensuring that the
  mechanisms are interoperable with Federal, State, and local
  agencies.
    (7) The cost of equipment (including software) required to
  receive, transmit, handle, and store classified information.

  (c) Matching Requirements. - 
    (1) 75-percent federal funding. - Except as provided in
  paragraph (2), Federal funds for any eligible project under this
  section shall not exceed 75 percent of the total cost of such
  project.
    (2) Exceptions. - 
      (A) Small projects. - There are no matching requirements for
    grants under subsection (a) for projects costing not more than
    $25,000.
      (B) Higher level of support required. - If the Secretary
    determines that a proposed project merits support and cannot be
    undertaken without a higher rate of Federal support, then the
    Secretary may approve grants under this section with a matching
    requirement other than that specified in paragraph (1).

  (d) Coordination and Cooperation Agreements. - The Secretary
shall ensure that projects paid for, or the costs of which are
reimbursed, under this section within any area or port are
coordinated with other projects, and may require cooperative
agreements among users of the port and port facilities with respect
to projects funded under this section.
  (e) Multiple-Year Projects. - 
    (1) Letters of intent. - The Secretary may execute letters of
  intent to commit funding to such authorities, operators, and
  agencies.
    (2) Limitation. - Not more than 20 percent of the grant funds
  awarded under this subsection in any fiscal year may be awarded
  for projects that span multiple years.

  (f) Consistency With Plans. - The Secretary shall ensure that
each grant awarded under subsection (e) - 
    (1) is used to supplement and support, in a consistent and
  coordinated manner, the applicable Area Maritime Transportation
  Security Plan; and
    (2) is coordinated with any applicable State or Urban Area
  Homeland Security Plan.

  (g) Applications. - Any entity subject to an Area Maritime
Transportation Security Plan may submit an application for a grant
under this section, at such time, in such form, and containing such
information and assurances as the Secretary may require.
  (h) Reports. - Not later than 180 days after the date of the
enactment of the SAFE Port Act, the Secretary, acting through the
Commandant of the Coast Guard, shall submit a report to Congress,
in a secure format, describing the methodology used to allocate
port security grant funds on the basis of risk.
  (i) Administration. - 
    (1) In general. - The Secretary shall require eligible port
  authorities, facility operators, and State and local agencies
  required to provide security services, to submit an application,
  at such time, in such form, and containing such information and
  assurances as the Secretary may require, and shall include
  appropriate application, review, and delivery mechanisms.
    (2) Minimum standards for payment or reimbursement. - Each
  application for payment or reimbursement of eligible costs shall
  include, at a minimum, the following:
      (A) A copy of the applicable Area Maritime Transportation
    Security Plan or facility security plan.
      (B) A comprehensive description of the need for the project,
    and a statement of the project's relationship to the applicable
    Area Maritime Transportation Security Plan or facility security
    plan.
      (C) A determination by the Captain of the Port that the
    security project addresses or corrects Coast Guard identified
    vulnerabilities in security and ensures compliance with Area
    Maritime Transportation Security Plans and facility security
    plans.

    (3) Procedural safeguards. - The Secretary shall by regulation
  establish appropriate accounting, reporting, and review
  procedures to ensure that amounts paid or reimbursed under this
  section are used for the purposes for which they were made
  available, all expenditures are properly accounted for, and
  amounts not used for such purposes and amounts not obligated or
  expended are recovered.
    (4) Project approval required. - The Secretary may approve an
  application for the payment or reimbursement of costs under this
  section only if the Secretary is satisfied that - 
      (A) the project is consistent with Coast Guard vulnerability
    assessments and ensures compliance with Area Maritime
    Transportation Security Plans and facility security plans;
      (B) enough money is available to pay the project costs that
    will not be reimbursed by the United States Government under
    this section;
      (C) the project will be completed without unreasonable delay;
    and
      (D) the recipient has authority to carry out the project as
    proposed.

  (j) Audits and Examinations. - A recipient of amounts made
available under this section shall keep such records as the
Secretary may require, and make them available for review and audit
by the Secretary, the Comptroller General of the United States, or
the Inspector General of the department in which the Coast Guard is
operating.
  (k) Reports on Security Funding and Compliance. - 
    (1) Initial report. - Within 6 months after the date of
  enactment of this Act, the Secretary shall transmit an
  unclassified report to the Senate Committee on Commerce, Science,
  and Transportation and the House of Representatives Committee on
  Transportation and Infrastructure, that - 
      (A) includes a funding proposal and rationale to fund the
    correction of Coast Guard identified vulnerabilities in port
    security and to help ensure compliance with Area Maritime
    Transportation Security Plans and facility security plans for
    fiscal years 2003 through 2008; and
      (B) includes projected funding proposals for fiscal years
    2003 through 2008 for the following security programs:
        (i) The Sea Marshall program.
        (ii) The Automated Identification System and a system of
      polling vessels on entry into United States waters.
        (iii) The maritime intelligence requirements in this Act.
        (iv) The issuance of transportation security cards required
      by section 70105.
        (v) The program of certifying secure systems of
      transportation.

    (2) Other expenditures. - The Secretary shall, as part of the
  report required by paragraph (1) report, in coordination with the
  Commissioner of Customs, on projected expenditures of screening
  and detection equipment and on cargo security programs over
  fiscal years 2003 through 2008.
    (3) Annual reports. - Annually, beginning 1 year after
  transmittal of the report required by paragraph (1) until October
  1, 2009, the Secretary shall transmit an unclassified annual
  report to the Senate Committee on Commerce, Science, and
  Transportation and the House of Representatives Committee on
  Transportation and Infrastructure, on progress in achieving
  compliance with the correction of Coast Guard identified
  vulnerabilities in port security and compliance with Area
  Maritime Transportation Security Plans and facility security
  plans that - 
      (A) identifies any modifications necessary in funding to
    ensure the correction of Coast Guard identified vulnerabilities
    and ensure compliance with Area Maritime Transportation
    Security Plans and facility security plans;
      (B) includes an assessment of progress in implementing the
    grant program established by subsection (a);
      (C) includes any recommendations the Secretary may make to
    improve these programs; and
      (D) with respect to a port selected by the Secretary,
    describes progress and enhancements of applicable Area Maritime
    Transportation Security Plans and facility security plans and
    how the Maritime Transportation Security Act of 2002 has
    improved security at that port.

  (l) Authorization of Appropriations. - There are authorized to be
appropriated $400,000,000 for each of the fiscal years 2007 through
2011 to carry out this section.
  (m) Investigations. - 
    (1) In general. - The Secretary shall conduct investigations,
  fund pilot programs, and award grants, to examine or develop - 
      (A) methods or programs to increase the ability to target for
    inspection vessels, cargo, crewmembers, or passengers that will
    arrive or have arrived at any port or place in the United
    States;
      (B) equipment to detect accurately explosives, chemical, or
    biological agents that could be used in a transportation
    security incident against the United States;
      (C) equipment to detect accurately nuclear or radiological
    materials, including scintillation-based detection equipment
    capable of signalling the presence of nuclear or radiological
    materials;
      (D) improved tags and seals designed for use on shipping
    containers to track the transportation of the merchandise in
    such containers, including sensors that are able to track a
    container throughout its entire supply chain, detect hazardous
    and radioactive materials within that container, and transmit
    that information to the appropriate law enforcement
    authorities;
      (E) tools, including the use of satellite tracking systems,
    to increase the awareness of maritime areas and to identify
    potential transportation security incidents that could have an
    impact on facilities, vessels, and infrastructure on or
    adjacent to navigable waterways, including underwater access;
      (F) tools to mitigate the consequences of a transportation
    security incident on, adjacent to, or under navigable waters of
    the United States, including sensor equipment, and other tools
    to help coordinate effective response to a transportation
    security incident;
      (G) applications to apply existing technologies from other
    areas or industries to increase overall port security;
      (H) improved container design, including blast-resistant
    containers; and
      (I) methods to improve security and sustainability of port
    facilities in the event of a maritime transportation security
    incident, including specialized inspection facilities.

    (2) Implementation of technology. - 
      (A) In general. - In conjunction with ongoing efforts to
    improve security at United States ports, the Secretary may
    conduct pilot projects at United States ports to test the
    effectiveness and applicability of new port security projects,
    including - 
        (i) testing of new detection and screening technologies;
        (ii) projects to protect United States ports and
      infrastructure on or adjacent to the navigable waters of the
      United States, including underwater access; and
        (iii) tools for responding to a transportation security
      incident at United States ports and infrastructure on or
      adjacent to the navigable waters of the United States,
      including underwater access.

      (B) Authorization of appropriations. - There is authorized to
    be appropriated to the Secretary $35,000,000 for each of fiscal
    years 2005 through 2009 to carry out this subsection.

    (3) National port security centers. - 
      (A) In general. - The Secretary may make grants or enter into
    cooperative agreements with eligible nonprofit institutions of
    higher learning to conduct investigations in collaboration with
    ports and the maritime transportation industry focused on
    enhancing security of the Nation's ports in accordance with
    this subsection through National Port Security Centers.
      (B) Applications. - To be eligible to receive a grant under
    this paragraph, a nonprofit institution of higher learning, or
    a consortium of such institutions, shall submit an application
    to the Secretary in such form and containing such information
    as the Secretary may require.
      (C) Competitive selection process. - The Secretary shall
    select grant recipients under this paragraph through a
    competitive process on the basis of the following criteria:
        (i) Whether the applicant can demonstrate that personnel,
      laboratory, and organizational resources will be available to
      the applicant to carry out the investigations authorized in
      this paragraph.
        (ii) The applicant's capability to provide leadership in
      making national and regional contributions to the solution of
      immediate and long-range port and maritime transportation
      security and risk mitigation problems.
        (iii) Whether the applicant can demonstrate that is (!2)
      has an established, nationally recognized program in
      disciplines that contribute directly to maritime
      transportation safety and education.

        (iv) Whether the applicant's investigations will involve
      major United States ports on the East Coast, the Gulf Coast,
      and the West Coast, and Federal agencies and other entities
      with expertise in port and maritime transportation.
        (v) Whether the applicant has a strategic plan for carrying
      out the proposed investigations under the grant.

    (4) Administrative provisions. - 
      (A) No duplication of effort. - Before making any grant, the
    Secretary shall coordinate with other Federal agencies to
    ensure the grant will not duplicate work already being
    conducted with Federal funding.
      (B) Accounting. - The Secretary shall by regulation establish
    accounting, reporting, and review procedures to ensure that
    funds made available under paragraph (1) are used for the
    purpose for which they were made available, that all
    expenditures are properly accounted for, and that amounts not
    used for such purposes and amounts not expended are recovered.
      (C) Recordkeeping. - Recipients of grants shall keep all
    records related to expenditures and obligations of funds
    provided under paragraph (1) and make them available upon
    request to the Inspector General of the department in which the
    Coast Guard is operating and the Secretary for audit and
    examination.

    (5) Annual review and report. - The Inspector General of the
  department in which the Coast Guard is operating shall annually
  review the programs established under this subsection to ensure
  that the expenditures and obligations of funds are consistent
  with the purposes for which they are provided, and report the
  findings to the Committee on Commerce, Science, and
  Transportation of the Senate and the Committee on Transportation
  and Infrastructure of the House of Representatives.

Legislative History

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Questions & Answers: Harbors and Ports

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