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Maine Revised Statutes > Title 11 > Article 8-A - Investment Securities

Maine Revised Statutes > Title 11 > Article 8-A - Investment Securities


Current as of: 2010
§ 8-1101Short Title
§ 8-1102Definitions
§ 8-1103Rules For Determining Whether Certain Obligations And Interests Are Securities Or Financial Assets
§ 8-1104Acquisition Of Security Or Financial Asset Or Interest In A Security Or Financial Asset
§ 8-1105Notice Of Adverse Claim
§ 8-1106Control
§ 8-1107Whether Indorsement, Instruction Or Entitlement Order Is Effective
§ 8-1108Warranties In Direct Holding
§ 8-1109Warranties In Indirect Holding
§ 8-1110Applicability; Choice Of Law
§ 8-1111Clearing Corporation Rules
§ 8-1112Creditor's Legal Process
§ 8-1113Statute Of Frauds Inapplicable
§ 8-1114Evidentiary Rules Concerning Certificated Securities
§ 8-1115Securities Intermediary And Others Not Liable To Adverse Claimant
§ 8-1116Securities Intermediary As Purchaser For Value
§ 8-1201Issuer
§ 8-1202Issuer's Responsibility And Defenses; Notice Of Defect Or Defense
§ 8-1203Staleness As Notice Of Defect Or Defense
§ 8-1204Effect Of Issuer's Restriction On Transfer
§ 8-1205Effect Of Unauthorized Signature On Security Certificate
§ 8-1206Completion Or Alteration Of Security Certificate
§ 8-1207Rights And Duties Of Issuer With Respect To Registered Owners
§ 8-1208Effect Of Signature Of Authenticating Trustee, Registrar Or Transfer Agent
§ 8-1209Issuer's Lien
§ 8-1210Overissue
§ 8-1301Delivery
§ 8-1302Rights Of Purchaser
§ 8-1303Protected Purchaser
§ 8-1304Indorsement
§ 8-1305Instruction
§ 8-1306Effect Of Guaranteeing Signature, Indorsement Or Instruction
§ 8-1307Purchaser's Right To Requisites For Registration Of Transfer
§ 8-1401Duty Of Issuer To Register Transfer
§ 8-1402Assurance That Indorsement Or Instruction Is Effective
§ 8-1403Demand That Issuer Not Register Transfer
§ 8-1404Wrongful Registration
§ 8-1405Replacement Of Lost, Destroyed Or Wrongfully Taken Security Certificate
§ 8-1406Obligation To Notify Issuer Of Lost, Destroyed Or Wrongfully Taken Security Certificate
§ 8-1407Authenticating Trustee, Transfer Agent And Registrar
§ 8-1501Securities Account; Acquisition Of Security Entitlement From Securities Intermediary
§ 8-1502Assertion Of Adverse Claim Against Entitlement Holder
§ 8-1503Property Interest Of Entitlement Holder In Financial Asset Held By Securities Intermediary
§ 8-1504Duty Of Securities Intermediary To Maintain Financial Asset
§ 8-1505Duty Of Securities Intermediary With Respect To Payments And Distributions
§ 8-1506Duty Of Securities Intermediary To Exercise Rights As Directed By Entitlement Holder
§ 8-1507Duty Of Securities Intermediary To Comply With Entitlement Order
§ 8-1508Duty Of Securities Intermediary To Change Entitlement Holder's Position To Other Form Of Security Holding
§ 8-1509Specification Of Duties Of Securities Intermediary By Other Statute Or Regulation; Manner Of Performance Of Duties Of Securities Intermediary And Exercise Of Rights Of Entitlement Holder
§ 8-1510Rights Of Purchaser Of Security Entitlement From Entitlement Holder
§ 8-1511Priority Among Security Interests And Entitlement Holders

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