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New York Laws - General Business > Article 21-A - Fraudulent Transactions In Securities

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2008 version


§ 339	Reporting or publishing fictitious transactions in securities
§ 339-A	False statement or advertisement as to securities
§ 339-B	Manipulation of prices of securities
§ 339-C	Trading by brokers against customers' orders
§ 339-D	Transactions by brokers and dealers after insolvency
§ 339-E	Hypothecation of customer's securities
§ 339-F	Delivery to customers of memoranda of transactions by brokers

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