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Ohio Code > Title 17 > Chapter 1707 - Securities

^{Current as of: 2009}

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§ 1707.01	Securities definitions
§ 1707.02	Exempt securities
§ 1707.03	Exempt transactions
§ 1707.04	Issuance of securities in reorganizations
§ 1707.041	Control bids made pursuant to tender offer or request or invitation for tenders
§ 1707.042	Prohibited acts relating to control bids
§ 1707.043	Preventing manipulative practices
§ 1707.06	Transactions requiring registration
§ 1707.08	Registration by description
§ 1707.09	Registration by qualification
§ 1707.091	Registration by coordination
§ 1707.092	Notice filings
§ 1707.093	Electronic filings
§ 1707.10	Provisional registration by qualification
§ 1707.11	Consent to service
§ 1707.12	Documents open to inspection
§ 1707.13	Suspension and revocation of registration
§ 1707.131	Refusing registration
§ 1707.14	Dealer's license
§ 1707.141	Investment adviser's license required - exceptions - notice filing requirement
§ 1707.142	Compliance with federal laws - federal documents to be filed with division
§ 1707.15	Applying for dealer's license
§ 1707.151	Application for and issuance of investment adviser's license
§ 1707.16	Application for and issuance of salesperson's license
§ 1707.161	Investment adviser representative's license required - exceptions - application for and issuance of investment adviser representative's license
§ 1707.162	State retirement system investment adviser license required
§ 1707.163	Application for and issuance of state retirement system investment adviser license
§ 1707.164	Bureau chief investment officer - securities license required
§ 1707.165	Application for bureau chief investment officer - investigation - examination
§ 1707.17	Renewal - license fees
§ 1707.18	Application for transfer of license
§ 1707.19	Refusal, suspension, and revocation of license
§ 1707.20	Adopting, amending, and rescinding rules, forms, and orders
§ 1707.201	Federal provisions
§ 1707.21	Registration statement may be filed with securities and exchange commission
§ 1707.22	Appeals - effect of order
§ 1707.23	Division of securities - enforcement powers
§ 1707.24	Contempt proceedings
§ 1707.25	Injunction against issuance, sale, acting as an investment adviser or acting as an investment adviser representative
§ 1707.26	Injunction against violations
§ 1707.261	Director's request for restitution or rescission
§ 1707.27	Appointment of receiver
§ 1707.28	Statute of limitations
§ 1707.29	Presumption of knowledge
§ 1707.30	Certificate of division as evidence
§ 1707.31	Certified copies as evidence
§ 1707.32	Insurance securities
§ 1707.34	Warehouse receipts for intoxicating liquor
§ 1707.35	Securities authorized before July 22, 1929
§ 1707.36	Attorney-inspector - control-bid attorneys
§ 1707.37	Division of securities fund
§ 1707.38	Effect of violation on validity of security
§ 1707.39	Qualification of securities sold without compliance
§ 1707.391	Late applications
§ 1707.40	Civil liabilities
§ 1707.41	Civil liability of seller for fraud
§ 1707.42	Civil liability of adviser
§ 1707.43	Remedies of purchaser in unlawful sale
§ 1707.431	Claiming exemption for publicly advertised meeting
§ 1707.44	Prohibited acts
§ 1707.45	Burden of proof
§ 1707.46	Duties of commissioner of securities
§ 1707.48	Division of securities to retain documents and records or copies
§ 1707.99	Penalty

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Securities

Ohio Code > Title 17 > Chapter 1707 - Securities

Ohio Code > Title 17 > Chapter 1707 - Securities

Ohio Laws: Securities

U.S. Code Provisions: Securities

Federal Regulations: Securities