Home > LawServer Pro > Business Law > Financial Services > Securities > Texas Civil Statutes > Title 19 - Blue Sky Law--Securities

Securities

For this topic:

Go back to the topic homeTopic Home
Join the forum for this topicForum
Sign up for Email related to this topicEmail
RSS feed for this topicRSS
FeedbackFeedback

Search the Texas Codes

Texas Civil Statutes > Title 19 - Blue Sky Law--Securities

Texas Codes > Civil Statutes > Title 19 - Blue Sky Law--Securities

^{Current as of: 2009}

^{Check for updates}

View 2008 version


Art. 581-1	Short Title Of Act
Art. 581-2	Creating The State Securities Board And Providing For Appointment Of Securities Commissioner
Art. 581-2-1	Conflict Of Interest
Art. 581-2-2	Information About Standards Of Conduct
Art. 581-2-3	Training
Art. 581-2-4	Division Of Policy And Management Responsibilities
Art. 581-2-5	Public Testimony
Art. 581-2-6	Complaints Information
Art. 581-2-7	Equal Employment Opportunity Policy Statement
Art. 581-3	Administration And Enforcement By The Securities Commissioner And The Attorney General And Local Law Enforcement Officials
Art. 581-3-1	Nonexclusivity Of Means Of Enforcement
Art. 581-4	Definitions
Art. 581-5	Exempt Transactions
Art. 581-6	Exempt Securities
Art. 581-7	Permit Or Registration For Issue By Commissioner; Information For Issuance Of Permit Or Registration
Art. 581-8	Consent To Service
Art. 581-9	Protection To Purchasers Of Securities
Art. 581-10	Examination Of Application; Permit
Art. 581-10-1	Purposes
Art. 581-11	Papers Filed With Commissioner; Records Open To Inspection
Art. 581-12	Registration Of Persons Selling Securities Or Rendering Investment Advice
Art. 581-12-1	Notice Filing For Federal Covered Investment Advisers And Representatives Of Federal Covered Investment Advisers
Art. 581-13	Method And Condition Of Registration Required For Dealer, Agent, Investment Adviser, Or Investment Adviser Representative
Art. 581-13-1	Inspection
Art. 581-14	Denial, Suspension Or Revocation Of Registration As Dealer, Agent, Investment Adviser, Or Investment Adviser Representative
Art. 581-15	Issuance Of Registration Certificates To Dealers And Investment Advisers
Art. 581-17	Form Of Certificates To Dealers And Investment Advisers
Art. 581-18	Registration Of Agents Of Dealers Or Of Representatives Of Investment Advisers
Art. 581-19	Annual Registration; Renewals
Art. 581-20	Display Or Advertisement Of Fact Of Registration Unlawful
Art. 581-21	Posting Registration Certificates
Art. 581-22	Regulation Of Offers
Art. 581-23	Cease And Desist Orders; Cease Publication Orders; List Of Securities Offered
Art. 581-23-1	Assessment Of Administrative Fines
Art. 581-23-2	Emergency Cease And Desist Order
Art. 581-24	Hearings Upon Exception To Actions Of Commissioner
Art. 581-25	Revocation Of Registration Of Any Dealer, Agent, Investment Adviser, Or Investment Adviser Representative
Art. 581-25-1	Receiverships Of Persons Or Assets
Art. 581-26	Notices By Registered Mail
Art. 581-27	Judicial Review
Art. 581-28	Investigations, Investigatory Materials, And Registration Related Materials
Art. 581-28-1	Adoption Of Rules And Regulations
Art. 581-29	Penal Provisions
Art. 581-29-1	Limitation
Art. 581-29-2	Aggregation Of Amounts Involved In Securities Fraud
Art. 581-29-3	Criminal Responsibility Of Corporation Or Association
Art. 581-30	Certified Copies Of Papers Filed With Commissioner As Evidence
Art. 581-31	Construction
Art. 581-32	Injunctions And Restitution
Art. 581-33	Civil Liability With Respect To Issuance Or Sale Of A Security
Art. 581-33-1	Civil Liability Of Investment Advisers And Investment Adviser Representatives
Art. 581-34	Actions For Commission; Allegations And Proof Of Compliance
Art. 581-35	Fees
Art. 581-35-1	Fees For Sales Of Excess Securities
Art. 581-35-2	Fees For Sales Of Unregistered Securities
Art. 581-36	Deposit To General Revenue Fund
Art. 581-37	Pleading Exemptions
Art. 581-38	Partial Invalidity; Severability
Art. 581-39	Repeal Of Securities Act And Insurance Securities Act Now In Effect; Saving Clause As To Pending Proceedings
Art. 581-41	Increase In Fees
Art. 581-42	Reduced Fees
Art. 581-43	Investor Education

________________________________________________________________________

U.S. Code Provisions: Securities

U.S. Code > Title 15 > Chapter 2 - Federal Trade Commission; Promotion Of Export Trade And Prevention Of Unfair Methods Of Competition

U.S. Code > Title 15 > Chapter 2A - Securities And Trust Indentures

U.S. Code > Title 15 > Chapter 2B - Securities Exchanges

U.S. Code > Title 15 > Chapter 2B-1 - Securities Investor Protection

U.S. Code > Title 15 > Chapter 2D - Investment Companies And Advisers

Federal Regulations: Securities

U.S. Code > Title 15 > Chapter 2 - Federal Trade Commission; Promotion Of Export Trade And Prevention Of Unfair Methods Of Competition

U.S. Code > Title 15 > Chapter 2A - Securities And Trust Indentures

U.S. Code > Title 15 > Chapter 2B - Securities Exchanges

U.S. Code > Title 15 > Chapter 2B-1 - Securities Investor Protection

U.S. Code > Title 15 > Chapter 2D - Investment Companies And Advisers

Bookmark

Comments (0) add comment