| Alabama | Alabama Code > Title 8 > Chapter 6 - Securities |
| Alabama Code > Title 10 > Chapter 6 - Infant Stockholders |
| Alaska | Alaska Statutes Chapter 45.55 - Alaska Securities Act |
| Arizona | Arizona Laws > Title 44 > Chapter 12 - Sales Of Securities |
| Arizona Laws > Title 44 > Chapter 13 - Investment Management |
| Arizona Laws > Title 44 > Chapter 21 - Investment Pension Funds |
| California | California Corporations Code > Title 4 - Securities |
| California Financial Code > Division 1.7 - Securities Sales |
| California Financial Code > Division 14 - Securities Depositories |
| California Probate Code > Division 5 > Part 3 - Uniform Tod Security Registration Act |
| Connecticut | Connecticut General Statutes > Title 36b - Connecticut Securities Law and Business Opportunity Investment Act |
| Connecticut General Statutes > Title 42b - Registered Obligations of Public Entities |
| Florida | Florida Statutes > Chapter 517 - Securities Transactions |
| Florida Statutes > Chapter 519 - Equity Exchanges |
| Florida Regulations > Division 69W - Securities |
| Hawaii | Hawaii Revised Statutes Chapter 485A - Uniform Securities Act |
| Hawaii Revised Statutes > Chapter 539 - Uniform Transfer-on-Death (TOD) Security Registration Act |
| Hawaii Revised Statutes > Chapter 554C - Uniform Prudent Investor Act |
| Illinois | Illinois Compiled Statutes > 760 ILCS 51 - Uniform Prudent Management of Institutional Funds Act |
| Indiana | Indiana Code > Title 23 > Article 19 - Indiana Uniform Securities Act |
| Indiana Code > Title 30 > Article 1 - Sales Of Securities And Investments By Fiduciaries |
| Iowa | Iowa Code Title XII > Subtitle 4 - Securities |
| Iowa Code Chapter 633D - Transfer on death security registration |
| Kansas | Kansas Statutes > Chapter 17 > Article 12 - Securities |
| Kansas Statutes > Chapter 17 > Article 12a - Uniform Securities Act |
| Kansas Statutes > Chapter 17 > Article 49 - Uniform Act For Simplification Of Fiduciary Security Transfers |
| Kansas Statutes > Chapter 17 > Article 49a - Uniform Transfer On Death Security Registration Act |
| Kansas Statutes > Chapter 58 > Article 24a - Uniform Prudent Investor Act |
| Kansas Statutes > Chapter 75 > Article 63 - Office Of Securities Commissioner |
| Massachusetts | Massachusetts General Laws > Part I > Title XV > Chapter 110A - Uniform Securities Act |
| Massachusetts General Laws > Part II > Title II > Chapter 201E - Uniform Transfer On Death Security Registration Act |
| Michigan | Michigan Laws > Chapter 441 |
| Michigan Laws > Chapter 451 > Act 13 of 1935 - Michigan Corporation And Securities Commission |
| Michigan Laws > Chapter 451 > Act 275 of 1937 - Real Estate Bonds And Securities |
| Michigan Laws > Chapter 451 > Act 265 of 1964 - Uniform Securities Act |
| Michigan Laws > Chapter 451 > Act 551 of 2008 - Uniform Securities Act |
| Minnesota | Minnesota Statutes Chapter 80A - Regulation of Securities |
| Missouri | Missouri Laws > Title XXVI > Chapter 402 - Investment Guidelines for Eleemosynary Funds and Trust Funds for Handicapped Persons |
| Missouri Laws > Title XXVI > Chapter 403 - Security Transfers by Fiduciaries |
| Missouri Laws > Title XXVI > Chapter 409 - Regulation of Securities |
| Montana | Montana Code Title 30 > Chapter 10 - Securities Regulation |
| Nevada | Nevada Revised Statutes > Chapter 90 - Securities (Uniform Act) |
| Nevada Revised Statutes > Chapter 105 - Security Instruments of Public Utilities |
| New Jersey | New Jersey Statutes > Title 49 |
| New York | New York Laws - General Business > Article 23 - Bucket Shops |
| New York | New York Laws > Estates, Powers &Trusts > Article 13 > Part 4 - Transfer-On-Death Security Registration |
| New York Laws > General Business > Article 23 - Bucket Shops |
| North Carolina | North Carolina General Statutes Chapter 41 > Article 4 - The Uniform Transfer on Death (TOD) Security Registration Act |
| North Carolina General Statutes Chapter 62 > Article 8 - Securities Regulation |
| North Carolina General Statutes Chapter 78A - North Carolina Securities Act |
| North Carolina General Statutes Chapter 78C - Investment Advisers |
| North Carolina General Statutes Chapter 78D - Commodities Act |
| North Dakota | North Dakota Code > Chapter 1-07 - Validation of Municipal Securities |
| North Dakota Code > Chapter 10-04 - Supervision of Issue and Sale of Securities |
| North Dakota Code > Chapter 14-10.1 - Uniform Securities Ownership by Minors Act |
| North Dakota Code > Chapter 51-23 - Commodities Transactions |
| Ohio | Ohio Code > Title 17 > Chapter 1707 - Securities |
| Ohio Code > Title 17 > Chapter 1709 - Uniform Transfer-On-Death Security Registration Act |
| Oregon | Oregon Statutes > Chapter 59 - Securities Regulation |
| South Carolina | South Carolina Code > Title 35 - Securities |
| South Dakota | South Dakota Laws > Title 47 > Chapter 31B - Uniform Securities Act Of 2002 |
| Tennessee | Tennessee Code > Title 35 > Chapter 12 - Uniform Transfer on Death Security Registration |
| Tennessee Code > Title 35 > Chapter 14 - Uniform Prudent Investor Act |
| Tennessee Code > Title 48 > Securities |
| Texas | Texas Civil Statutes > Title 19 - Blue Sky Law--Securities |
| Vermont | Vermont Statutes > Title 9 > Chapter 133 - Insider Trading Act |
| Vermont Statutes > Title 9 > Chapter 134 - Transfer On Death Security Registration |
| Vermont Statutes > Title 9 > Chapter 150 - Securities Act |
| Virginia | Virginia Code Title 6.2 > Chapter 24 - Securitization Transactions |
| Virginia Code Title 13.1 > Chapter 4.2 - Securities Registered in Joint Names |
| Virginia Code Title 13.1 > Chapter 5 - Securities Act |
| Virginia Code Title 64.1 > Chapter 10 - Uniform Transfers on Death (TOD) Security Registration Act |
| West Virginia | West Virginia Code > Chapter 31 > Article 4D - Uniform Act For Simplification Of Fiduciary Security Transfers |
| West Virginia Code > Chapter 31 > Article 16 - West Virginia Steel Futures Program |
| West Virginia Code > Chapter 32 - Uniform Securities Act |
| West Virginia Code > Chapter 32B - The West Virginia Commodities Act |
| West Virginia Code > Chapter 36 > Article 10 - Uniform Transfer On Death Security Registration Act |
| Wisconsin | Wisconsin Statutes > Investment Regulation and Business Development |
| Wisconsin Statutes > Chapter 705 > Subchapter III - Transfer On Death Security Registration |
