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Alaska Statutes Chapter 45.55 - Alaska Securities Act

Alaska Statutes > Title 45 > Chapter 45.55 - Alaska Securities Act

^{Current as of: 2010}

^{Check for updates}


§ 45.55.010	Sales and purchases
§ 45.55.020	Advisory activities
§ 45.55.023	Unethical business practices of state investment advisers, investment adviser representatives, and federal covered advisers
§ 45.55.025	Fraudulent, dishonest, and unethical business practices of broker-dealers and agents
§ 45.55.027	Additional fraudulent, dishonest, and unethical business practices of agents
§ 45.55.028	Practices of broker-dealers and agents considered fraudulent or deceitful
§ 45.55.030	Registration requirements; referrals
§ 45.55.035	Limited registration of Canadian broker-dealers and agents
§ 45.55.040	Registration procedure; notice filing
§ 45.55.050	Post-registration provisions
§ 45.55.060	Denial, revocation, suspension, cancellation, and withdrawal of registration
§ 45.55.070	Registration requirement
§ 45.55.075	Federal covered securities
§ 45.55.080	Registration by notification
§ 45.55.090	Registration by coordination
§ 45.55.100	Registration by qualification
§ 45.55.110	Provisions applicable to registration and notice filings
§ 45.55.120	Denial, suspension, and revocation of registration
§ 45.55.138	Application to Alaska Native Claims Settlement Act corporations
§ 45.55.139	Reports of corporations
§ 45.55.150	Sales and advertising literature
§ 45.55.155	Viatical settlement interests
§ 45.55.160	Misleading filings
§ 45.55.170	Unlawful representations concerning registration or exemption
§ 45.55.900	Exemptions
§ 45.55.905	Administration of chapter
§ 45.55.910	Investigations and subpoenas; confidentiality
§ 45.55.915	Reimbursement of expenses incident to examination or investigation
§ 45.55.920	Orders, injunctions, and civil penalties
§ 45.55.925	Criminal penalties
§ 45.55.930	Civil liability to buyers
§ 45.55.935	Hearings
§ 45.55.940	Judicial review of orders
§ 45.55.950	Regulations, forms, orders, and hearings
§ 45.55.960	Administrative Procedure Act applies
§ 45.55.970	Administrative files and opinions
§ 45.55.980	Applicability of the chapter; service of process
§ 45.55.990	Definitions
§ 45.55.995	Short title

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U.S. Code Provisions: Securities

U.S. Code > Title 15 > Chapter 2 - Federal Trade Commission; Promotion Of Export Trade And Prevention Of Unfair Methods Of Competition

U.S. Code > Title 15 > Chapter 2A - Securities And Trust Indentures

U.S. Code > Title 15 > Chapter 2B - Securities Exchanges

U.S. Code > Title 15 > Chapter 2B-1 - Securities Investor Protection

U.S. Code > Title 15 > Chapter 2D - Investment Companies And Advisers

Federal Regulations: Securities

U.S. Code > Title 15 > Chapter 2 - Federal Trade Commission; Promotion Of Export Trade And Prevention Of Unfair Methods Of Competition

U.S. Code > Title 15 > Chapter 2A - Securities And Trust Indentures

U.S. Code > Title 15 > Chapter 2B - Securities Exchanges

U.S. Code > Title 15 > Chapter 2B-1 - Securities Investor Protection

U.S. Code > Title 15 > Chapter 2D - Investment Companies And Advisers

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