(1) The Secretary of State shall by rule or regulation impose and shall collect reasonable fees necessary for the administration of this Act including, but not limited to, fees for the following purposes:
         (a) filing an application pursuant to paragraph (2)
    
of subsection F of Section 4 of this Act;
        (b) examining an application and report pursuant to
    
paragraph (2) of subsection F of Section 4 of this Act;
        (c) filing a report pursuant to subsection G of
    
Section 4 of this Act, determined in accordance with paragraph (4) of subsection G of Section 4 of this Act;
        (d) examining an offering sheet pursuant to
    
subsection P of Section 4 of this Act;
        (e) filing a report pursuant to subsection P of
    
Section 4, determined in accordance with subsection P of Section 4 of this Act;
        (f) examining an application to register securities
    
under subsection B of Section 5 of this Act;
        (g) examining an amended or supplemental prospectus
    
filed pursuant to the undertaking required by sub-paragraph (i) of paragraph (2) of subsection B of Section 5 of this Act;
        (h) registering or renewing registration of
    
securities under Section 5, determined in accordance with subsection C of Section 5 of this Act;
        (i) registering securities in excess of the amount
    
initially registered, determined in accordance with paragraph (2) of subsection C of Section 5 of this Act;
        (j) failure to file timely an application for renewal
    
under subsection E of Section 5 of this Act;
        (k) failure to file timely any document or
    
information required under Section 5 of this Act;
        (l) examining an application to register face amount
    
certificate contracts under subsection B of Section 6 of this Act;
        (m) examining an amended or supplemental prospectus
    
filed pursuant to the undertaking required by sub-paragraph (f) of paragraph (2) of subsection B of Section 6 of this Act;
        (n) registering or renewing registration of face
    
amount certificate contracts under Section 6 of this Act;
        (o) amending a registration of face amount
    
certificate contracts pursuant to subsection E of Section 6 of this Act to add any additional series, type or class of contract;
        (p) failure to file timely an application for renewal
    
under subsection F of Section 6 of this Act;
        (q) adding to or withdrawing from deposits with
    
respect to face amount certificate contracts pursuant to subsection H of Section 6, a transaction charge payable at the times and in the manner specified in subsection H of Section 6 (which transaction charge shall be in addition to the annual fee called for by subsection H of Section 6 of this Act);
        (r) failure to file timely any document or
    
information required under Section 6 of this Act;
        (s) examining an application to register investment
    
fund shares under subsection B of Section 7 of this Act;
        (t) examining an amended or supplemental prospectus
    
filed pursuant to the undertaking required by sub-paragraph (f) of paragraph (2) of subsection B of Section 7 of this Act;
        (u) registering or renewing registration of
    
investment fund shares under Section 7 of this Act;
        (v) amending a registration of investment fund shares
    
pursuant to subsection D of Section 7 of this Act to register an additional class or classes of investment fund shares;
        (w) failure to file timely an application for renewal
    
under paragraph (l) of subsection G of Section 7 of this Act;
        (x) examining an application for renewal of
    
registration of investment fund shares under paragraph (2) of subsection G of Section 7 of this Act;
        (y) failure to file timely any document or
    
information required under Section 7 of this Act;
        (z) filing an application for registration or
    
re-registration of a dealer or limited Canadian dealer under Section 8 of this Act for each office in this State;
        (aa) in connection with an application for the
    
registration or re-registration of a salesperson under Section 8 of this Act, for the following purposes:
            (i) filing an application;
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Terms Used In Illinois Compiled Statutes 815 ILCS 5/11a

  • Contract: A legal written agreement that becomes binding when signed.
  • Service of process: The service of writs or summonses to the appropriate party.
  • State: when applied to different parts of the United States, may be construed to include the District of Columbia and the several territories, and the words "United States" may be construed to include the said district and territories. See Illinois Compiled Statutes 5 ILCS 70/1.14

             (ii) a Securities Audit and Enforcement Fund fee;
        
and
            (iii) a notification filing of federal covered
        
investment advisers;
        (bb) in connection with an application for the
    
registration or re-registration of an investment adviser under Section 8 of this Act;
        (cc) failure to file timely any document or
    
information required under Section 8 of this Act;
        (dd) filing a consent to service of process under
    
Section 10 of this Act;
        (ee) issuing a certificate pursuant to subsection B
    
of Section 15 of this Act;
        (ff) issuing a certified copy pursuant to subsection
    
C of Section 15 of this Act;
        (gg) issuing a non-binding statement pursuant to
    
Section 15a of this Act;
        (hh) filings by Notification under Section 2a;
         (ii) notification filing of federal Regulation D,
    
Section 506 offering under the Federal 1933 Act;
        (jj) notification filing of securities and closed-end
    
investment company securities;
        (kk) notification filing of face amount certificate
    
contracts;
        (ll) notification filing of open-end investment
    
company securities;
        (mm) filing a report pursuant to subsection D of
    
Section 4 of this Act;
        (nn) in connection with the filing of an application
    
for registration or re-registration of an investment adviser representative under subsection D of Section 8 of this Act;
        (oo) filing a notice pursuant to paragraph (6) of
    
subsection T of Section 4 of this Act; and
        (pp) applying for registration, or renewing
    
registration, as a registered Internet portal pursuant to Section 8d of this Act.
    (2) The Secretary of State may, by rule or regulation, raise or lower any fee imposed by, and which he or she is authorized by law to collect under, this Act.
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