17 CFR 260.7a-7 – Effective date of amendment filed under section 8(a) of the Securities Act with the consent of the Commission
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An applicant desiring the Commission’s consent to the filing of an amendment with the effect provided in section 8(a) of the Securities Act of 1933 may apply for such consent at or before the time of filing the amendment. The application shall be signed by the applicant or the agent for service and shall state fully the grounds upon which made. The Commission’s consent shall be deemed to be given and the amendment shall be treated as a part of the application for qualification upon the sending of written or telegraphic notice to that effect.
Terms Used In 17 CFR 260.7a-7
- act: means the Trust Indenture Act of 1939. See 17 CFR 260.0-2
- agent for service: means the person authorized to receive notices and communications from the Commission. See 17 CFR 260.0-2
- Amendment: A proposal to alter the text of a pending bill or other measure by striking out some of it, by inserting new language, or both. Before an amendment becomes part of the measure, thelegislature must agree to it.