CFR > Title 17 > Chapter II > Part 240 > Subpart A > Clearing of Security-Based Swaps
Current as of: 2024 | Check for updates
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§ 240.3Ca-1 | Stay of clearing requirement and review by the Commission |
§ 240.3Ca-2 | Submission of security-based swaps for clearing |
Terms Used In CFR > Title 17 > Chapter II > Part 240 > Subpart A > Clearing of Security-Based Swaps
- Beneficiary: A person who is entitled to receive the benefits or proceeds of a will, trust, insurance policy, retirement plan, annuity, or other contract. Source: OCC
- statement: when used with reference to registration pursuant to section 12 of the act, includes both an application for registration of securities on a national securities exchange pursuant to section 12(b) of the act and a registration statement filed pursuant to section 12(g) of the act. See 17 CFR 240.12b-2