CFR > Title 17 > Chapter II > Part 240 > Subpart A > Suspension of Trading, Withdrawal, and Striking From Listing and Registration
Current as of: 2024 | Check for updates
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Other versions
§ 240.12d2-1 | Suspension of trading |
§ 240.12d2-2 | Removal from listing and registration |
Terms Used In CFR > Title 17 > Chapter II > Part 240 > Subpart A > Suspension of Trading, Withdrawal, and Striking From Listing and Registration
- Appeal: A request made after a trial, asking another court (usually the court of appeals) to decide whether the trial was conducted properly. To make such a request is "to appeal" or "to take an appeal." One who appeals is called the appellant.
- Continuance: Putting off of a hearing ot trial until a later time.
- Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
- material: when used to qualify a requirement for the furnishing of information as to any subject, limits the information required to those matters to which there is a substantial likelihood that a reasonable investor would attach importance in determining whether to buy or sell the securities registered. See 17 CFR 240.12b-2
- Obligation: An order placed, contract awarded, service received, or similar transaction during a given period that will require payments during the same or a future period.
- statement: when used with reference to registration pursuant to section 12 of the act, includes both an application for registration of securities on a national securities exchange pursuant to section 12(b) of the act and a registration statement filed pursuant to section 12(g) of the act. See 17 CFR 240.12b-2