CFR > Title 17 > Chapter II > Part 240 > Subpart A > Unlisted Trading
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Terms Used In CFR > Title 17 > Chapter II > Part 240 > Subpart A > Unlisted Trading
- amount: when used in regard to securities, means the principal amount if relating to evidences of indebtedness, the number of shares if relating to shares, and the number of units if relating to any other kind of security. See 17 CFR 240.12b-2
- Fraud: Intentional deception resulting in injury to another.
- statement: when used with reference to registration pursuant to section 12 of the act, includes both an application for registration of securities on a national securities exchange pursuant to section 12(b) of the act and a registration statement filed pursuant to section 12(g) of the act. See 17 CFR 240.12b-2