§ 240.12f-1 Applications for permission to reinstate unlisted trading privileges
§ 240.12f-2 Extending unlisted trading privileges to a security that is the subject of an initial public offering
§ 240.12f-3 Termination or suspension of unlisted trading privileges
§ 240.12f-4 Exemption of securities admitted to unlisted trading privileges from sections 13, 14 and 16
§ 240.12f-5 Exchange rules for securities to which unlisted trading privileges are extended

Terms Used In CFR > Title 17 > Chapter II > Part 240 > Subpart A > Unlisted Trading

  • amount: when used in regard to securities, means the principal amount if relating to evidences of indebtedness, the number of shares if relating to shares, and the number of units if relating to any other kind of security. See 17 CFR 240.12b-2
  • Fraud: Intentional deception resulting in injury to another.
  • statement: when used with reference to registration pursuant to section 12 of the act, includes both an application for registration of securities on a national securities exchange pursuant to section 12(b) of the act and a registration statement filed pursuant to section 12(g) of the act. See 17 CFR 240.12b-2