§ 37.60 How does the Director evaluate compliance with the nondiscrimination and equal opportunity provisions of WIA and this part?
§ 37.61 Is there authority to issue subpoenas?
§ 37.62 What are the authority and procedures for conducting pre-approval compliance reviews?
§ 37.63 What are the authority and procedures for conducting post-approval compliance reviews?
§ 37.64 What procedures must the Director follow when CRC has completed a post-approval compliance review?
§ 37.65 What is the Director’s authority to monitor the activities of a Governor?
§ 37.66 What happens if a recipient fails to submit requested data, records, and/or information, or fails to provide CRC with the required access?
§ 37.67 What information must a Notice to Show Cause contain?
§ 37.68 How may a recipient show cause why enforcement proceedings should not be instituted?
§ 37.69 What happens if a recipient fails to show cause?
§ 37.70 Who may file a complaint concerning discrimination connected with WIA Title I?
§ 37.71 Where may a complaint be filed?
§ 37.72 When must a complaint be filed?
§ 37.73 What information must a complaint contain?
§ 37.74 Are there any forms that a complainant may use to file a complaint?
§ 37.75 Is there a right of representation in the complaint process?
§ 37.76 What are the required elements of a recipient’s discrimination complaint processing procedures?
§ 37.77 Who is responsible for developing and publishing complaint processing procedures for service providers?
§ 37.78 Does a recipient have any special obligations in cases in which the recipient determines that it has no jurisdiction over a complaint?
§ 37.79 If, before the 90-day period has expired, a recipient issues a Notice of Final Action with which the complainant is dissatisfied, how long does the complainant have to file a complaint with the Director?
§ 37.80 What happens if a recipient fails to issue a Notice of Final Action within 90 days of the date on which a complaint was filed?
§ 37.81 Are there any circumstances under which the Director may extend the time limit for filing a complaint with him or her?
§ 37.82 Does the Director accept every complaint for resolution?
§ 37.83 What happens if a complaint does not contain enough information?
§ 37.84 What happens if CRC does not have jurisdiction over a complaint?
§ 37.85 Are there any other circumstances in which the Director will send a complaint to another authority?
§ 37.86 What must the Director do if he or she determines that a complaint will not be accepted?
§ 37.87 What must the Director do if he or she determines that a complaint will be accepted?
§ 37.88 Who may contact CRC about a complaint?
§ 37.89 May the Director offer the parties to a complaint the option of mediation?
§ 37.90 If a complaint is investigated, what must the Director do when the investigation is completed?
§ 37.91 What notice must the Director issue if he or she finds reasonable cause to believe that a violation has taken place?
§ 37.92 What notice must the Director issue if he or she finds no reasonable cause to believe that a violation has taken place?
§ 37.93 What happens if the Director finds that a violation has taken place, and the recipient fails or refuses to take the corrective action listed in the Initial Determination?
§ 37.94 What corrective or remedial actions may be imposed where, after a compliance review or complaint investigation, the Director finds a violation of the nondiscrimination and equal opportunity provisions of WIA or this part?
§ 37.95 What procedures apply if the Director finds that a recipient has violated the nondiscrimination and equal opportunity provisions of WIA or this part?
§ 37.96 What are the required elements of a written assurance?
§ 37.97 What are the required elements of a Conciliation Agreement?
§ 37.98 When will the Director conclude that compliance cannot be secured by voluntary means?
§ 37.99 If the Director concludes that compliance cannot be secured by voluntary means, what actions must he or she take?
§ 37.100 What information must a Final Determination contain?
§ 37.101 Whom must the Director notify of a finding of noncompliance?
§ 37.102 What happens if a grant applicant or recipient breaches a Conciliation Agreement?
§ 37.103 Whom must the Director notify about a breach of a Conciliation Agreement?
§ 37.104 What information must a Notification of Breach of Conciliation Agreement contain?
§ 37.105 Whom must the Director notify if enforcement action under a Notification of Breach of Conciliation Agreement is commenced?
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Terms Used In CFR > Title 29 > Subtitle A > Part 37 > Subpart D - Compliance Procedures

  • Allegation: something that someone says happened.
  • Appeal: A request made after a trial, asking another court (usually the court of appeals) to decide whether the trial was conducted properly. To make such a request is "to appeal" or "to take an appeal." One who appeals is called the appellant.
  • Appropriation: The provision of funds, through an annual appropriations act or a permanent law, for federal agencies to make payments out of the Treasury for specified purposes. The formal federal spending process consists of two sequential steps: authorization
  • Baseline: Projection of the receipts, outlays, and other budget amounts that would ensue in the future without any change in existing policy. Baseline projections are used to gauge the extent to which proposed legislation, if enacted into law, would alter current spending and revenue levels.
  • Complaint: A written statement by the plaintiff stating the wrongs allegedly committed by the defendant.
  • Contract: A legal written agreement that becomes binding when signed.
  • Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
  • Damages: Money paid by defendants to successful plaintiffs in civil cases to compensate the plaintiffs for their injuries.
  • Dependent: A person dependent for support upon another.
  • Dismissal: The dropping of a case by the judge without further consideration or hearing. Source:
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Fiscal year: The fiscal year is the accounting period for the government. For the federal government, this begins on October 1 and ends on September 30. The fiscal year is designated by the calendar year in which it ends; for example, fiscal year 2006 begins on October 1, 2005 and ends on September 30, 2006.
  • Freedom of Information Act: A federal law that mandates that all the records created and kept by federal agencies in the executive branch of government must be open for public inspection and copying. The only exceptions are those records that fall into one of nine exempted categories listed in the statute. Source: OCC
  • Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.
  • Litigation: A case, controversy, or lawsuit. Participants (plaintiffs and defendants) in lawsuits are called litigants.
  • Obligation: An order placed, contract awarded, service received, or similar transaction during a given period that will require payments during the same or a future period.
  • Partnership: A voluntary contract between two or more persons to pool some or all of their assets into a business, with the agreement that there will be a proportional sharing of profits and losses.
  • Power of attorney: A written instrument which authorizes one person to act as another's agent or attorney. The power of attorney may be for a definite, specific act, or it may be general in nature. The terms of the written power of attorney may specify when it will expire. If not, the power of attorney usually expires when the person granting it dies. Source: OCC
  • Prosecute: To charge someone with a crime. A prosecutor tries a criminal case on behalf of the government.
  • Real property: Land, and all immovable fixtures erected on, growing on, or affixed to the land.
  • Recipient: includes , but is not limited to:

    (1) State-level agencies that administer, or are financed in whole or in part with, WIA Title I funds;

    (2) State Employment Security Agencies;

    (3) State and local Workforce Investment Boards;

    (4) LWIA grant recipients;

    (5) One-Stop operators;

    (6) Service providers, including eligible training providers;

    (7) On-the-Job Training (OJT) employers;

    (8) Job Corps contractors and center operators, excluding the operators of federally-operated Job Corps centers;

    (9) Job Corps national training contractors;

    (10) Outreach and admissions agencies, including Job Corps contractors that perform these functions;

    (11) Placement agencies, including Job Corps contractors that perform these functions; and

    (12) Other National Program recipients. See 29 CFR 37.4

  • Statute: A law passed by a legislature.
  • Statute of limitations: A law that sets the time within which parties must take action to enforce their rights.
  • Subpoena: A command to a witness to appear and give testimony.
  • Testify: Answer questions in court.
  • Testimony: Evidence presented orally by witnesses during trials or before grand juries.
  • Trustee: A person or institution holding and administering property in trust.