§ 3.304 Principles for achieving compliance
§ 3.306 Complaints to the Secretary
§ 3.308 Compliance reviews
§ 3.310 Responsibilities of respondents
§ 3.312 Secretarial action regarding complaints and compliance reviews
§ 3.314 Investigational subpoenas and inquiries
§ 3.402 Basis for a civil money penalty
§ 3.404 Amount of a civil money penalty
§ 3.408 Factors considered in determining the amount of a civil money penalty
§ 3.414 Limitations
§ 3.416 Authority to settle
§ 3.418 Exclusivity of penalty
§ 3.420 Notice of proposed determination
§ 3.422 Failure to request a hearing
§ 3.424 Collection of penalty
§ 3.426 Notification of the public and other agencies
§ 3.504 Hearings before an ALJ
§ 3.506 Rights of the parties
§ 3.508 Authority of the ALJ
§ 3.510 Ex parte contacts
§ 3.512 Prehearing conferences
§ 3.514 Authority to settle
§ 3.516 Discovery
§ 3.518 Exchange of witness lists, witness statements, and exhibits
§ 3.520 Subpoenas for attendance at hearing
§ 3.522 Fees
§ 3.524 Form, filing, and service of papers
§ 3.526 Computation of time
§ 3.528 Motions
§ 3.530 Sanctions
§ 3.532 Collateral estoppel
§ 3.534 The hearing
§ 3.538 Witnesses
§ 3.540 Evidence
§ 3.542 The record
§ 3.544 Post hearing briefs
§ 3.546 ALJ’s decision
§ 3.548 Appeal of the ALJ’s decision
§ 3.550 Stay of the Secretary’s decision
§ 3.552 Harmless error

Terms Used In CFR > Title 42 > Chapter I > Subchapter A > Part 3 > Subpart D - Enforcement Program

  • Answer: The formal written statement by a defendant responding to a civil complaint and setting forth the grounds for defense.
  • Appeal: A request made after a trial, asking another court (usually the court of appeals) to decide whether the trial was conducted properly. To make such a request is "to appeal" or "to take an appeal." One who appeals is called the appellant.
  • Common law: The legal system that originated in England and is now in use in the United States. It is based on judicial decisions rather than legislative action.
  • Complaint: A written statement by the plaintiff stating the wrongs allegedly committed by the defendant.
  • Deposition: An oral statement made before an officer authorized by law to administer oaths. Such statements are often taken to examine potential witnesses, to obtain discovery, or to be used later in trial.
  • Discovery: Lawyers' examination, before trial, of facts and documents in possession of the opponents to help the lawyers prepare for trial.
  • Dismissal: The dropping of a case by the judge without further consideration or hearing. Source:
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Interrogatories: Written questions asked by one party of an opposing party, who must answer them in writing under oath; a discovery device in a lawsuit.
  • Litigation: A case, controversy, or lawsuit. Participants (plaintiffs and defendants) in lawsuits are called litigants.
  • Oath: A promise to tell the truth.
  • Pleadings: Written statements of the parties in a civil case of their positions. In the federal courts, the principal pleadings are the complaint and the answer.
  • Pro se: A Latin term meaning "on one's own behalf"; in courts, it refers to persons who present their own cases without lawyers.
  • Recess: A temporary interruption of the legislative business.
  • Remand: When an appellate court sends a case back to a lower court for further proceedings.
  • Settlement: Parties to a lawsuit resolve their difference without having a trial. Settlements often involve the payment of compensation by one party in satisfaction of the other party's claims.
  • Statute: A law passed by a legislature.
  • Statute of limitations: A law that sets the time within which parties must take action to enforce their rights.
  • Subpoena: A command to a witness to appear and give testimony.
  • Testify: Answer questions in court.
  • Testimony: Evidence presented orally by witnesses during trials or before grand juries.
  • Transcript: A written, word-for-word record of what was said, either in a proceeding such as a trial or during some other conversation, as in a transcript of a hearing or oral deposition.
  • Trial: A hearing that takes place when the defendant pleads "not guilty" and witnesses are required to come to court to give evidence.
  • Verdict: The decision of a petit jury or a judge.