§ 599.500 Definitions
§ 599.501 Generally
§ 599.502 Record retention
§ 599.503 Access to records
§ 599.504 Suspension, revocation, and reinstatement of registration and participation eligibility
§ 599.505 Reports and investigations
§ 599.506 Notice of Violation
§ 599.507 Disclosure of evidence
§ 599.508 Statements of matters in dispute and submission of supporting information
§ 599.509 Hearing Officer
§ 599.510 Initiation of action before the Hearing Officer
§ 599.511 Counsel
§ 599.512 Hearing location and costs
§ 599.513 Hearing procedures
§ 599.514 Assessment of civil penalties
§ 599.515 Appeals of civil penalties in excess of $100,000.00
§ 599.516 Collection of assessed or compromised civil penalties
§ 599.517 Other sanctions

Terms Used In CFR > Title 49 > Subtitle B > Chapter V > Part 599 > Subpart E - Enforcement

  • Allegation: something that someone says happened.
  • Appeal: A request made after a trial, asking another court (usually the court of appeals) to decide whether the trial was conducted properly. To make such a request is "to appeal" or "to take an appeal." One who appeals is called the appellant.
  • Conviction: A judgement of guilt against a criminal defendant.
  • Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
  • Discovery: Lawyers' examination, before trial, of facts and documents in possession of the opponents to help the lawyers prepare for trial.
  • Electronic funds transfer: The transfer of money between accounts by consumer electronic systems-such as automated teller machines (ATMs) and electronic payment of bills-rather than by check or cash. (Wire transfers, checks, drafts, and paper instruments do not fall into this category.) Source: OCC
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Fraud: Intentional deception resulting in injury to another.
  • Lease: A contract transferring the use of property or occupancy of land, space, structures, or equipment in consideration of a payment (e.g., rent). Source: OCC
  • Partnership: A voluntary contract between two or more persons to pool some or all of their assets into a business, with the agreement that there will be a proportional sharing of profits and losses.
  • Remand: When an appellate court sends a case back to a lower court for further proceedings.
  • Testimony: Evidence presented orally by witnesses during trials or before grand juries.
  • Transcript: A written, word-for-word record of what was said, either in a proceeding such as a trial or during some other conversation, as in a transcript of a hearing or oral deposition.