California Corporations Code 28212 – The board of directors, executive committee, or other policy body of …
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The board of directors, executive committee, or other policy body of each licensee shall approve the contract to be entered into between the licensee and any person who will make recommendations with respect to the investment of funds of the licensee.
(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)
Terms Used In California Corporations Code 28212
- Contract: A legal written agreement that becomes binding when signed.
- Person: includes a corporation as well as a natural person. See California Corporations Code 18