§ 6930 As used in this chapter:(a) “Governmental investor” means the …
§ 6931 Each securities transaction or brokerage agreement carried out for a …
§ 6932 Any written contract entered into between a governmental investor and …
§ 6933 Soft dollar and directed brokerage arrangements are not subject to …
§ 6934 This chapter shall apply to contracts entered into, renewed, or …

Terms Used In California Codes > Government Code > Title 1 > Division 7 > Chapter 11.5 - Governmental Investors

  • County: includes city and county. See California Health and Safety Code 14
  • Decedent: A deceased person.
  • Fiduciary: A trustee, executor, or administrator.
  • Governmental investor: means the Treasurer, the Teachers' Retirement Board, and the Board of Administration of the Public Employees' Retirement System. See California Government Code 6930
  • Person: means any person, firm, association, organization, partnership, business trust, corporation, limited liability company, or company. See California Health and Safety Code 19
  • Responsible: means with the due diligence required of a fiduciary to examine a presented transaction for: necessity of soft dollar services provided and for commission cost. See California Government Code 6930
  • Soft dollar and directed brokerage arrangements: means the brokerage and research services described by Section 28 (e) of the Securities Exchange Act of 1934 (15 U. See California Government Code 6930
  • Transaction cost: means the overall cost of the transaction, including, but not limited to, commissions, services, and the price of the securities. See California Government Code 6930