Florida Regulations 25-30.456: Staff Assistance in Alternative Rate Setting
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(1) As an alternative to a staff assisted rate case as described in Fl. Admin. Code R. 25-30.455, water and wastewater utilities whose total gross annual operating revenues are $335,000 or less for water service or $335,000 or less for wastewater service, or $670,000 or less on a combined basis, may file with the Office of Commission Clerk an application for staff assistance in alternative rate setting by submitting a completed staff assisted application for alternative rate setting. To be eligible for staff assistance under this rule:
(a) The applicant or utility owner must have at least one year of experience operating the utility for which the rate increase is being requested;
(b) The utility must be in compliance with its annual report filing in accordance with subsection 25-30.110(3), F.A.C.; and
(c) The utility must have paid all required regulatory assessment fees or must be current on any approved regulatory assessment fee payment plan.
(2) The application form, Commission Form PSC/AFD 25 (11/93) (Rev. 06/14), entitled “”Application for Staff Assistance for Alternative Rate Setting,”” is incorporated into this rule by reference and is available at: http://www.flrules.org/Gateway/reference.asp?No=Ref-04414. The form is also available on the Commission’s website, www.floridapsc.com.
(3) Upon completion of the form, the applicant must file it with the Office of Commission Clerk, Florida Public Service Commission, 2540 Shumard Oak Boulevard, Tallahassee, Florida 32399-0870.
(4)(a) Within 30 days of receipt of the completed application, the Commission will evaluate the application and determine the applicant’s eligibility for staff assistance.
(b) If the Commission has received four or more alternative rate setting applications in the previous 30 days; or, if the Commission has 20 or more docketed staff assisted rate cases in active status on the date the application is received, the Commission will deny initial evaluation of an application for staff assistance and close the docket. When an application is denied under the provisions of this paragraph, the Commission staff will notify the applicant of the date on which the application may be resubmitted.
(c) Determinations of eligibility will be conditional, pending an examination of the condition of the applicant’s books and records.
(5) Upon making its final determination of eligibility, the Commission staff will notify the applicant in writing as to whether the application is officially accepted or denied. If the application is accepted, staff assistance in alternative rate setting will be initiated. If the application is denied, the notification of application denial will state the deficiencies in the application.
(6) The date of Commission staff’s written notification to the utility that the utility is eligible for staff assistance under this rule will be considered the date of official acceptance of the application by the Commission. The official date of filing is 30 days after the date of official acceptance of the application.
(7) The application is deemed denied if the utility does not remit the filing fee, as provided by Fl. Admin. Code R. 25-30.020(2)(f), within 30 days after official acceptance.
(8) An applicant may request reconsideration of the application denial within 15 days of receipt of notification that the application is denied. The request will be decided by the full Commission.
(9) The Commission will, for the purposes of determining the amount of rate increase, if any, compare the operation and maintenance expenses (O & M) of the utility to test year operating revenues. The Commission will consider an allowance for return on working capital using the one-eighth of O & M formula approach.
(10) The Commission will limit the maximum increase in operating revenues to 50 percent of test year operating revenues.
(11) The Commission will vote on a proposed agency action recommendation establishing rates no later than 90 days from the official filing date as established in subsection (6) of this rule.
(12) A substantially affected person may file a petition to protest the Commission’s Proposed Agency Action Order regarding a staff assisted alternative rate setting application within 21 days of issuance of the Notice of Proposed Agency Action Order as set forth in Fl. Admin. Code R. 28-106.111
(13) A petition to protest the Commission’s proposed agency action must conform to Fl. Admin. Code R. 28-106.201
(14) In the event of protest of the Proposed Agency Action Order by a substantially affected person, the rates established in the Proposed Agency Action Order may be implemented on a temporary basis, subject to refund with interest in accordance with Fl. Admin. Code R. 25-30.360 At that time, the utility may elect to pursue rates set pursuant to the rate base determination provisions of Fl. Admin. Code R. 25-30.455
(15) In the event of a protest, the maximum increase established in subsection (10) of this rule no longer applies.
(16) In the event of a protest of the Commission’s Proposed Agency Action Order in a staff assisted alternative rate setting application, the utility must:
(a) Provide prefiled direct testimony in accordance with the Order Establishing Procedure issued in the case. At a minimum, that testimony must adopt the Commission’s Proposed Agency Action Order;
(b) Sponsor a witness to support source documentation provided to the Commission staff in its preparation of the staff engineering and accounting analysis and the staff proposed agency action recommendation in the case;
(c) Include in its testimony the necessary factual information to support its position on any issue that it chooses to take a position different than that contained in the Commission’s Proposed Agency Action Order; and,
(d) Meet all other requirements of the Order Establishing Procedure.
(17) Failure to comply with the dates established in the Order Establishing Procedure, or to timely file a request for extension of time for good cause shown, may result in dismissal of the staff assisted alternative rate setting application and closure of the docket.
(18) In the event of protest of the Commission’s Proposed Agency Action Order in a staff assisted alternative rate setting application, the Commission staff will:
(a) File prefiled direct testimony to explain its analysis in the proposed agency action recommendation. In the event the staff wishes to alter its position on any issue, it will provide factual testimony to support its changed position;
(b) Meet all other requirements of the Order Establishing Procedure; and,
(c) Provide to the utility materials to assist the utility in the preparation of its testimony and exhibits. This material will consist of an example of testimony filed by a utility in another case, a sample of testimony that would support the Proposed Agency Action Order in this case, an example of an exhibit filed in another case, and examples of prehearing statements and briefs filed in other cases.
Rulemaking Authority 350.127(2), 367.0814, 367.121 FS. Law Implemented Florida Statutes § 367.0814. History-New 11-30-93, Amended 1-31-00, 12-16-08, 8-10-14, 7-1-18, 12-8-21, 7-1-23.
Terms Used In Florida Regulations 25-30.456
- Dismissal: The dropping of a case by the judge without further consideration or hearing. Source:
- Docket: A log containing brief entries of court proceedings.
- Testimony: Evidence presented orally by witnesses during trials or before grand juries.
(b) The utility must be in compliance with its annual report filing in accordance with subsection 25-30.110(3), F.A.C.; and
(c) The utility must have paid all required regulatory assessment fees or must be current on any approved regulatory assessment fee payment plan.
(2) The application form, Commission Form PSC/AFD 25 (11/93) (Rev. 06/14), entitled “”Application for Staff Assistance for Alternative Rate Setting,”” is incorporated into this rule by reference and is available at: http://www.flrules.org/Gateway/reference.asp?No=Ref-04414. The form is also available on the Commission’s website, www.floridapsc.com.
(3) Upon completion of the form, the applicant must file it with the Office of Commission Clerk, Florida Public Service Commission, 2540 Shumard Oak Boulevard, Tallahassee, Florida 32399-0870.
(4)(a) Within 30 days of receipt of the completed application, the Commission will evaluate the application and determine the applicant’s eligibility for staff assistance.
(b) If the Commission has received four or more alternative rate setting applications in the previous 30 days; or, if the Commission has 20 or more docketed staff assisted rate cases in active status on the date the application is received, the Commission will deny initial evaluation of an application for staff assistance and close the docket. When an application is denied under the provisions of this paragraph, the Commission staff will notify the applicant of the date on which the application may be resubmitted.
(c) Determinations of eligibility will be conditional, pending an examination of the condition of the applicant’s books and records.
(5) Upon making its final determination of eligibility, the Commission staff will notify the applicant in writing as to whether the application is officially accepted or denied. If the application is accepted, staff assistance in alternative rate setting will be initiated. If the application is denied, the notification of application denial will state the deficiencies in the application.
(6) The date of Commission staff’s written notification to the utility that the utility is eligible for staff assistance under this rule will be considered the date of official acceptance of the application by the Commission. The official date of filing is 30 days after the date of official acceptance of the application.
(7) The application is deemed denied if the utility does not remit the filing fee, as provided by Fl. Admin. Code R. 25-30.020(2)(f), within 30 days after official acceptance.
(8) An applicant may request reconsideration of the application denial within 15 days of receipt of notification that the application is denied. The request will be decided by the full Commission.
(9) The Commission will, for the purposes of determining the amount of rate increase, if any, compare the operation and maintenance expenses (O & M) of the utility to test year operating revenues. The Commission will consider an allowance for return on working capital using the one-eighth of O & M formula approach.
(10) The Commission will limit the maximum increase in operating revenues to 50 percent of test year operating revenues.
(11) The Commission will vote on a proposed agency action recommendation establishing rates no later than 90 days from the official filing date as established in subsection (6) of this rule.
(12) A substantially affected person may file a petition to protest the Commission’s Proposed Agency Action Order regarding a staff assisted alternative rate setting application within 21 days of issuance of the Notice of Proposed Agency Action Order as set forth in Fl. Admin. Code R. 28-106.111
(13) A petition to protest the Commission’s proposed agency action must conform to Fl. Admin. Code R. 28-106.201
(14) In the event of protest of the Proposed Agency Action Order by a substantially affected person, the rates established in the Proposed Agency Action Order may be implemented on a temporary basis, subject to refund with interest in accordance with Fl. Admin. Code R. 25-30.360 At that time, the utility may elect to pursue rates set pursuant to the rate base determination provisions of Fl. Admin. Code R. 25-30.455
(15) In the event of a protest, the maximum increase established in subsection (10) of this rule no longer applies.
(16) In the event of a protest of the Commission’s Proposed Agency Action Order in a staff assisted alternative rate setting application, the utility must:
(a) Provide prefiled direct testimony in accordance with the Order Establishing Procedure issued in the case. At a minimum, that testimony must adopt the Commission’s Proposed Agency Action Order;
(b) Sponsor a witness to support source documentation provided to the Commission staff in its preparation of the staff engineering and accounting analysis and the staff proposed agency action recommendation in the case;
(c) Include in its testimony the necessary factual information to support its position on any issue that it chooses to take a position different than that contained in the Commission’s Proposed Agency Action Order; and,
(d) Meet all other requirements of the Order Establishing Procedure.
(17) Failure to comply with the dates established in the Order Establishing Procedure, or to timely file a request for extension of time for good cause shown, may result in dismissal of the staff assisted alternative rate setting application and closure of the docket.
(18) In the event of protest of the Commission’s Proposed Agency Action Order in a staff assisted alternative rate setting application, the Commission staff will:
(a) File prefiled direct testimony to explain its analysis in the proposed agency action recommendation. In the event the staff wishes to alter its position on any issue, it will provide factual testimony to support its changed position;
(b) Meet all other requirements of the Order Establishing Procedure; and,
(c) Provide to the utility materials to assist the utility in the preparation of its testimony and exhibits. This material will consist of an example of testimony filed by a utility in another case, a sample of testimony that would support the Proposed Agency Action Order in this case, an example of an exhibit filed in another case, and examples of prehearing statements and briefs filed in other cases.
Rulemaking Authority 350.127(2), 367.0814, 367.121 FS. Law Implemented Florida Statutes § 367.0814. History-New 11-30-93, Amended 1-31-00, 12-16-08, 8-10-14, 7-1-18, 12-8-21, 7-1-23.