Florida Regulations 69W-500.015: Exemption for Offers and Sales of Securities of Foreign Issuers to Non-U.S. Persons in Offshore Transactions
Current as of: 2024 | Check for updates
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(1) Any offer or sale of securities of a foreign issuer made to a person, other than a U.S. person, in an offshore transaction that is exempt from registration pursuant to Regulation S (17 C.F.R. §§230.901 through 230.905), which is incorporated by reference in Fl. Admin. Code R. 69W-200.002, is hereby exempted from the registration requirements of Florida Statutes § 517.07
(2) For purposes of this rule, the terms “”foreign issuer,”” “”offshore transaction,”” and “”U.S. person,”” shall have the meanings prescribed in rule 902 of Regulation S (17 C.F.R. § 230.902).
Rulemaking Authority Florida Statutes § 517.03(1), 517.061(19) FS. Law Implemented 517.061(19) FS. History-New 7-30-98, Formerly 3E-500.015, Amended 9-30-10, 9-22-14.
(2) For purposes of this rule, the terms “”foreign issuer,”” “”offshore transaction,”” and “”U.S. person,”” shall have the meanings prescribed in rule 902 of Regulation S (17 C.F.R. § 230.902).
Rulemaking Authority Florida Statutes § 517.03(1), 517.061(19) FS. Law Implemented 517.061(19) FS. History-New 7-30-98, Formerly 3E-500.015, Amended 9-30-10, 9-22-14.