§ 28-6.1-10-1 Application of limitations
§ 28-6.1-10-2 Total equity capital
§ 28-6.1-10-3 Dealing requirements
§ 28-6.1-10-4 Dealings for bank’s own account
§ 28-6.1-10-5 Underwriting or guaranteeing issues of securities
§ 28-6.1-10-6 Purchase and sale of investment securities for bank’s own account under department rules; limitation on investment securities
§ 28-6.1-10-7 Purchase and sale of government chartered small business investment company stock
§ 28-6.1-10-8 Purchase and sale of collateralized mortgage obligations
§ 28-6.1-10-8.5 Purchase of speculative securities or securities not rated by a generally recognized security rating service
§ 28-6.1-10-9 Purchase and sale of nonsubsidiary corporation stock
§ 28-6.1-10-10 Purchase and holding of banker’s bank stock
§ 28-6.1-10-11 Investments in casualty insurance companies
§ 28-6.1-10-12 Establishment and acquisition of subsidiaries
§ 28-6.1-10-13 Establishment of trading accounts
§ 28-6.1-10-14 Definition of investment securities
§ 28-6.1-10-15 Purchase records

Terms Used In Indiana Code > Title 28 > Article 6.1 > Chapter 10 - Savings Banks Dealing in Investment Securities

  • Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Federal Deposit Insurance Corporation: A government corporation that insures the deposits of all national and state banks that are members of the Federal Reserve System. Source: OCC
  • Liabilities: The aggregate of all debts and other legal obligations of a particular person or legal entity.
  • Mortgage: The written agreement pledging property to a creditor as collateral for a loan.
  • Recourse: An arrangement in which a bank retains, in form or in substance, any credit risk directly or indirectly associated with an asset it has sold (in accordance with generally accepted accounting principles) that exceeds a pro rata share of the bank's claim on the asset. If a bank has no claim on an asset it has sold, then the retention of any credit risk is recourse. Source: FDIC
  • United States: includes the District of Columbia and the commonwealths, possessions, states in free association with the United States, and the territories. See Indiana Code 1-1-4-5