Terms Used In Maine Revised Statutes Title 32 Sec. 11208

  • Administrator: means the Securities Administrator. See Maine Revised Statutes Title 32 Sec. 11201
  • Person: means an individual, a corporation, a partnership, an association, a joint-stock company, a trust where the interests of the beneficiaries are evidenced by a security, an unincorporated organization, a government or a political subdivision of a government, but does not include, a contract market designated by the Commodity Futures Trading Commission or any clearinghouse of the Commodity Futures Trading Commission or a national securities exchange registered with the United States Securities and Exchange Commission, or any employee, officer or director of such contract market, clearinghouse or exchange acting solely in that capacity. See Maine Revised Statutes Title 32 Sec. 11201
Nothing in this chapter impairs, derogates or otherwise affects the authority or powers of the administrator under the Maine Uniform Securities Act or the application of any provision to that Act to any person or transaction subject to that Act. [PL 2005, c. 65, Pt. C, §18 (AMD).]
SECTION HISTORY

PL 1985, c. 643 (NEW). PL 1989, c. 542, §74 (AMD). PL 2005, c. 65, §C18 (AMD).