Maine Revised Statutes Title 32 Sec. 16802 – Governmental disclosures
Current as of: 2023 | Check for updates
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Terms Used In Maine Revised Statutes Title 32 Sec. 16802
- Administrator: means the Securities Administrator under section 16601. See Maine Revised Statutes Title 32 Sec. 16102
- Eligible adult: means :
A. See Maine Revised Statutes Title 32 Sec. 16801Financial exploitation: means :
A. See Maine Revised Statutes Title 32 Sec. 16801Qualified individual: means an agent, investment adviser representative or individual who serves in a supervisory, compliance or legal capacity for a broker-dealer or investment adviser. See Maine Revised Statutes Title 32 Sec. 16801
If a qualified individual reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted or is being attempted, the qualified individual shall promptly notify the Department of Health and Human Services and the administrator. [PL 2019, c. 17, §1 (NEW).]
SECTION HISTORY
PL 2019, c. 17, §1 (NEW).