§ 90.310 Licensing of broker-dealers, sales representatives and transfer agents
§ 90.320 Exempt broker-dealers and sales representatives
§ 90.330 Licensing of investment advisers and representatives of investment advisers
§ 90.340 Exempt investment advisers and representatives of investment advisers
§ 90.345 Investment advisers to certain private funds exempt from licensing
§ 90.350 Application. [Effective until the date of the repeal of 42 U.S.C. ‘ 666, the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational and recreational licenses for chi
§ 90.350 v2 Application. [Effective on the date of the repeal of 42 U.S.C. ‘ 666, the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational and recreational licenses for child
§ 90.360 Licensing fees
§ 90.370 Examinations: Requirement for licensure; administration; waiver
§ 90.372 Eligibility of officer or director of issuer for waiver from examination for licensure as sales representative or broker-dealer
§ 90.375 Application for issuance or renewal of license: Statement regarding obligation of child support required; grounds for denial of license; duty of Administrator. [Effective until the date of the repeal of 42 U.S.C. ‘ 666, the federal law requir
§ 90.377 Application for renewal of license to include information relating to state business license; denial of renewal for unpaid debt assigned to State Controller for collection
§ 90.380 Licensing: General provisions. [Effective until the date of the repeal of 42 U.S.C. ‘ 666, the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational and recreationa
§ 90.380 v2 Licensing: General provisions. [Effective on the date of the repeal of 42 U.S.C. ‘ 666, the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational and recreational l
§ 90.390 Requirements after licensing
§ 90.400 Licensing of successor firms
§ 90.410 Power of inspection
§ 90.415 Fee for inspection of records
§ 90.420 Grounds for denial, suspension, revocation, fine or condition
§ 90.425 Unethical or dishonest practices: Use of certain certifications and professional designations
§ 90.430 Denial, suspension, revocation, fine or condition on grounds of lack of qualification
§ 90.435 Mandatory suspension of license for failure to pay child support or comply with certain subpoenas or warrants; reinstatement of license. [Effective until the date of the repeal of 42 U.S.C. ‘ 666, the federal law requiring each state to estab
§ 90.440 Withdrawal
§ 90.450 Custody of client’s securities and money
§ 90.453 Registration required; exemption; regulations; investigation of persons associated with applicant; denial, suspension or revocation
§ 90.4535 Description of person ‘associated with’ securities exchange or applicant for registration
§ 90.454 Limitations on trading of security
§ 90.456 Fee for transactions
§ 90.457 Use of unregistered exchange by broker-dealer or representative prohibited

Terms Used In Nevada Revised Statutes > Chapter 90 > Licensing of Broker-Dealers, Sales Representatives, Investment Advisers, Representatives of Investment Advisers and Transfer Agents

  • Abandoned residential property: means residential property which has been:

    (a) Acquired by the governing body pursuant to the provisions of NRS 361. See Nevada Revised Statutes 279B.020

  • Affidavit: A written statement of facts confirmed by the oath of the party making it, before a notary or officer having authority to administer oaths.
  • Affordable housing: has the meaning ascribed to it in NRS 278. See Nevada Revised Statutes 279A.020
  • Affordable housing: has the meaning ascribed to it in NRS 278. See Nevada Revised Statutes 279B.020
  • Agency: means an agency of a county or city established or designated to administer a program. See Nevada Revised Statutes 279A.020
  • Agency: means an agency of a county or city established or designated to administer a program. See Nevada Revised Statutes 279B.020
  • Amendment: A proposal to alter the text of a pending bill or other measure by striking out some of it, by inserting new language, or both. Before an amendment becomes part of the measure, thelegislature must agree to it.
  • Assets: (1) The property comprising the estate of a deceased person, or (2) the property in a trust account.
  • Contract: A legal written agreement that becomes binding when signed.
  • Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
  • county: includes Carson City. See Nevada Revised Statutes 0.033
  • Embezzlement: In most states, embezzlement is defined as theft/larceny of assets (money or property) by a person in a position of trust or responsibility over those assets. Embezzlement typically occurs in the employment and corporate settings. Source: OCC
  • Fair market value: The price at which an asset would change hands in a transaction between a willing, informed buyer and a willing, informed seller.
  • Fiduciary: A trustee, executor, or administrator.
  • Forgery: The fraudulent signing or alteration of another's name to an instrument such as a deed, mortgage, or check. The intent of the forgery is to deceive or defraud. Source: OCC
  • Fraud: Intentional deception resulting in injury to another.
  • Fund: means a revolving fund for loans for the rehabilitation of residential property. See Nevada Revised Statutes 279A.020
  • Governing body: means the governing body of a county or city. See Nevada Revised Statutes 279A.020
  • Governing body: means the governing body of a county or city. See Nevada Revised Statutes 279B.020
  • Guardian: A person legally empowered and charged with the duty of taking care of and managing the property of another person who because of age, intellect, or health, is incapable of managing his (her) own affairs.
  • Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.
  • Liabilities: The aggregate of all debts and other legal obligations of a particular person or legal entity.
  • Oath: A promise to tell the truth.
  • Obligation: An order placed, contract awarded, service received, or similar transaction during a given period that will require payments during the same or a future period.
  • person: means a natural person, any form of business or social organization and any other nongovernmental legal entity including, but not limited to, a corporation, partnership, association, trust or unincorporated organization. See Nevada Revised Statutes 0.039
  • Program: means a program for the rehabilitation of residential neighborhoods established by a governing body pursuant to this chapter. See Nevada Revised Statutes 279A.020
  • Program: means a program for the rehabilitation of abandoned residential properties established by a governing body pursuant to this chapter. See Nevada Revised Statutes 279B.020
  • Rehabilitation: includes structural improvements, landscaping and any other measure to improve the appearance of property or maintain property in a decent, safe and sanitary condition. See Nevada Revised Statutes 279A.020
  • Rehabilitation: includes structural improvements, landscaping and any other measure to improve the appearance of property or maintain property in a decent, safe and sanitary condition. See Nevada Revised Statutes 279B.020
  • Service of process: The service of writs or summonses to the appropriate party.
  • Subpoena: A command to a witness to appear and give testimony.