2024 17 CFR 247.740 – Defined terms relating to the sweep accounts exception from the definition of “broker.”

2023 17 CFR 247.740 – Defined terms relating to the sweep accounts exception from the definition of “broker.”

2022 17 CFR 247.740 – Defined terms relating to the sweep accounts exception from the definition of “broker.”

2021 17 CFR 247.740 – Defined terms relating to the sweep accounts exception from the definition of “broker.”

2020 17 CFR 247.740 – Defined terms relating to the sweep accounts exception from the definition of “broker.”

2019 17 CFR 247.740 – Defined terms relating to the sweep accounts exception from the definition of “broker.”

2016 17 CFR 247.740 – Defined terms relating to the sweep accounts exception from the definition of “broker.”

2015 17 CFR 247.740 – Defined terms relating to the sweep accounts exception from the definition of “broker.”

2014 17 CFR 247.740 – Defined terms relating to the sweep accounts exception from the definition of “broker.”

2010 17 CFR 247.740 – Defined terms relating to the sweep accounts exception from the definition of “broker.”