Versions of 17 CFR 404.4 - Records to be made and preserved by government securities brokers and dealers that are financial institutions on LawServer 2024 17 CFR 404.4 – Records to be made and preserved by government securities brokers and dealers that are financial institutions 2023 17 CFR 404.4 – Records to be made and preserved by government securities brokers and dealers that are financial institutions 2022 17 CFR 404.4 – Records to be made and preserved by government securities brokers and dealers that are financial institutions 2021 17 CFR 404.4 – Records to be made and preserved by government securities brokers and dealers that are financial institutions 2020 17 CFR 404.4 – Records to be made and preserved by government securities brokers and dealers that are financial institutions 2019 17 CFR 404.4 – Records to be made and preserved by government securities brokers and dealers that are financial institutions 2016 17 CFR 404.4 – Records to be made and preserved by government securities brokers and dealers that are financial institutions 2015 17 CFR 404.4 – Records to be made and preserved by government securities brokers and dealers that are financial institutions 2014 17 CFR 404.4 – Records to be made and preserved by government securities brokers and dealers that are financial institutions 2010 17 CFR 404.4 – Records to be made and preserved by government securities brokers and dealers that are financial institutions 2009 17 CFR 404.4 – Records to be made and preserved by government securities brokers and dealers that are financial institutions.