Home  > LawServer Pro  > Business Law  > Financial Services  > Securities  > CFR > Title 17 > Chapter II - Securities And Exchange Commission (Continued) 
Search the Code of Federal Regulations

CFR > Title 17 > Chapter II - Securities And Exchange Commission (Continued)

CFR > Title 17 > Chapter II - Securities And Exchange Commission (Continued)


Current as of: Apr. 2010
Part 240General rules and regulations, Securities Exchange Act of 1934
Part 241Interpretative releases relating to the Securities Exchange Act of 1934 and general rules and regulations thereunder
Part 242Regulations M, SHO, ATS, AC, and NMS and customer margin requirements for security futures
Part 243Regulation FD
Part 244Regulation G
Part 245Regulation blackout trading restriction
Part 247Regulation R--Exemptions and definitions related to the exceptions for banks from the definition of broker
Part 248Regulations S-P and S-AM
Part 249Forms, Securities Exchange Act of 1934
Part 249bFurther forms, Securities Exchange Act of 1934
Part 250General rules and regulations, Public Utility Holding Company Act of 1935
Part 251Interpretative releases relating to the Public Utility Holding Company Act of 1935 and general rules and regulations thereunder
Part 256Uniform system of accounts for mutual service companies and subsidiary service companies, Public Utility Holding Company Act of 1935
Part 257Preservation and destruction of records of registered public utility holding companies and of mutual and subsidiary service companies
Part 259Forms prescribed under the Public Utility Holding Company Act of 1935
Part 260General rules and regulations, Trust Indenture Act of 1939
Part 261Interpretative releases relating to the Trust Indenture Act of 1939 and general rules and regulations thereunder
Part 269Forms prescribed under the Trust Indenture Act of 1939
Part 270Rules and regulations, Investment Company Act of 1940
Part 271Interpretative releases relating to the Investment Company Act of 1940 and general rules and regulations thereunder
Part 274Forms prescribed under the Investment Company Act of 1940
Part 275Rules and regulations, Investment Advisers Act of 1940
Part 276Interpretative releases relating to the Investment Advisers Act of 1940 and general rules and regulations thereunder
Part 279Forms prescribed under the Investment Advisers Act of 1940
Part 281Interpretative releases relating to corporate reorganizations under Chapter X of the Bankruptcy Act
Part 285Rules and regulations pursuant to section 15(a) of the Bretton Woods Agreements Act
Part 286General rules and regulations pursuant to section 11(a) of the Inter-American Development Bank Act
Part 287General rules and regulations pursuant to section 11(a) of the Asian Development Bank Act
Part 288General rules and regulations pursuant to section 9(a) of the African Development Bank Act
Part 289General rules and regulations pursuant to section 13(a) of the International Finance Corporation Act
Part 290General rules and regulations pursuant to section 9(a) of the European Bank for Reconstruction and Development Act
Part 300Rules of the Securities Investor Protection Corporation
Part 301Forms, Securities Investor Protection Corporation

________________________________________________________________________

U.S. Code Provisions: Securities

U.S. Code > Title 15 > Chapter 2 - Federal Trade Commission; Promotion Of Export Trade And Prevention Of Unfair Methods Of Competition
U.S. Code > Title 15 > Chapter 2A - Securities And Trust Indentures
U.S. Code > Title 15 > Chapter 2B - Securities Exchanges
U.S. Code > Title 15 > Chapter 2B-1 - Securities Investor Protection
U.S. Code > Title 15 > Chapter 2D - Investment Companies And Advisers

State Laws: Securities

AlabamaAlabama Code > Title 8 > Chapter 6 - Securities
Alabama Code > Title 10 > Chapter 6 - Infant Stockholders
AlaskaAlaska Statutes Chapter 45.55 - Alaska Securities Act
ArizonaArizona Laws > Title 44 > Chapter 12 - Sales Of Securities
Arizona Laws > Title 44 > Chapter 13 - Investment Management
Arizona Laws > Title 44 > Chapter 21 - Investment Pension Funds
CaliforniaCalifornia Corporations Code > Title 4 - Securities
California Financial Code > Division 1.7 - Securities Sales
California Financial Code > Division 14 - Securities Depositories
California Probate Code > Division 5 > Part 3 - Uniform Tod Security Registration Act
ConnecticutConnecticut General Statutes > Title 36b - Connecticut Securities Law and Business Opportunity Investment Act
Connecticut General Statutes > Title 42b - Registered Obligations of Public Entities
FloridaFlorida Statutes > Chapter 517 - Securities Transactions
Florida Statutes > Chapter 519 - Equity Exchanges
Florida Regulations > Division 69W - Securities
HawaiiHawaii Revised Statutes Chapter 485A - Uniform Securities Act
Hawaii Revised Statutes > Chapter 539 - Uniform Transfer-on-Death (TOD) Security Registration Act
Hawaii Revised Statutes > Chapter 554C - Uniform Prudent Investor Act
IllinoisIllinois Compiled Statutes > 760 ILCS 51 - Uniform Prudent Management of Institutional Funds Act
IndianaIndiana Code > Title 23 > Article 19 - Indiana Uniform Securities Act
Indiana Code > Title 30 > Article 1 - Sales Of Securities And Investments By Fiduciaries
IowaIowa Code Title XII > Subtitle 4 - Securities
Iowa Code Chapter 633D - Transfer on death security registration
KansasKansas Statutes > Chapter 17 > Article 12 - Securities
Kansas Statutes > Chapter 17 > Article 12a - Uniform Securities Act
Kansas Statutes > Chapter 17 > Article 49 - Uniform Act For Simplification Of Fiduciary Security Transfers
Kansas Statutes > Chapter 17 > Article 49a - Uniform Transfer On Death Security Registration Act
Kansas Statutes > Chapter 58 > Article 24a - Uniform Prudent Investor Act
Kansas Statutes > Chapter 75 > Article 63 - Office Of Securities Commissioner
MassachusettsMassachusetts General Laws > Part I > Title XV > Chapter 110A - Uniform Securities Act
Massachusetts General Laws > Part II > Title II > Chapter 201E - Uniform Transfer On Death Security Registration Act
MichiganMichigan Laws > Chapter 441
Michigan Laws > Chapter 451 > Act 13 of 1935 - Michigan Corporation And Securities Commission
Michigan Laws > Chapter 451 > Act 275 of 1937 - Real Estate Bonds And Securities
Michigan Laws > Chapter 451 > Act 265 of 1964 - Uniform Securities Act
Michigan Laws > Chapter 451 > Act 551 of 2008 - Uniform Securities Act
MinnesotaMinnesota Statutes Chapter 80A - Regulation of Securities
MissouriMissouri Laws > Title XXVI > Chapter 402 - Investment Guidelines for Eleemosynary Funds and Trust Funds for Handicapped Persons
Missouri Laws > Title XXVI > Chapter 403 - Security Transfers by Fiduciaries
Missouri Laws > Title XXVI > Chapter 409 - Regulation of Securities
MontanaMontana Code Title 30 > Chapter 10 - Securities Regulation
NevadaNevada Revised Statutes > Chapter 90 - Securities (Uniform Act)
Nevada Revised Statutes > Chapter 105 - Security Instruments of Public Utilities
New JerseyNew Jersey Statutes > Title 49
New YorkNew York Laws - General Business > Article 23 - Bucket Shops
New YorkNew York Laws > Estates, Powers &Trusts > Article 13 > Part 4 - Transfer-On-Death Security Registration
New York Laws > General Business > Article 23 - Bucket Shops
North CarolinaNorth Carolina General Statutes Chapter 41 > Article 4 - The Uniform Transfer on Death (TOD) Security Registration Act
North Carolina General Statutes Chapter 62 > Article 8 - Securities Regulation
North Carolina General Statutes Chapter 78A - North Carolina Securities Act
North Carolina General Statutes Chapter 78C - Investment Advisers
North Carolina General Statutes Chapter 78D - Commodities Act
North DakotaNorth Dakota Code > Chapter 1-07 - Validation of Municipal Securities
North Dakota Code > Chapter 10-04 - Supervision of Issue and Sale of Securities
North Dakota Code > Chapter 14-10.1 - Uniform Securities Ownership by Minors Act
North Dakota Code > Chapter 51-23 - Commodities Transactions
OhioOhio Code > Title 17 > Chapter 1707 - Securities
Ohio Code > Title 17 > Chapter 1709 - Uniform Transfer-On-Death Security Registration Act
OregonOregon Statutes > Chapter 59 - Securities Regulation
South CarolinaSouth Carolina Code > Title 35 - Securities
South DakotaSouth Dakota Laws > Title 47 > Chapter 31B - Uniform Securities Act Of 2002
TennesseeTennessee Code > Title 35 > Chapter 12 - Uniform Transfer on Death Security Registration
Tennessee Code > Title 35 > Chapter 14 - Uniform Prudent Investor Act
Tennessee Code > Title 48 > Securities
TexasTexas Civil Statutes > Title 19 - Blue Sky Law--Securities
VermontVermont Statutes > Title 9 > Chapter 133 - Insider Trading Act
Vermont Statutes > Title 9 > Chapter 134 - Transfer On Death Security Registration
Vermont Statutes > Title 9 > Chapter 150 - Securities Act
VirginiaVirginia Code Title 6.2 > Chapter 24 - Securitization Transactions
Virginia Code Title 13.1 > Chapter 4.2 - Securities Registered in Joint Names
Virginia Code Title 13.1 > Chapter 5 - Securities Act
Virginia Code Title 64.1 > Chapter 10 - Uniform Transfers on Death (TOD) Security Registration Act
West VirginiaWest Virginia Code > Chapter 31 > Article 4D - Uniform Act For Simplification Of Fiduciary Security Transfers
West Virginia Code > Chapter 31 > Article 16 - West Virginia Steel Futures Program
West Virginia Code > Chapter 32 - Uniform Securities Act
West Virginia Code > Chapter 32B - The West Virginia Commodities Act
West Virginia Code > Chapter 36 > Article 10 - Uniform Transfer On Death Security Registration Act
WisconsinWisconsin Statutes > Investment Regulation and Business Development
Wisconsin Statutes > Chapter 705 > Subchapter III - Transfer On Death Security Registration
Comments (0)add comment

Post a comment or question below.
smaller | bigger

busy
 
Email  Email Print  Print   Digg

monotone-frail