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North Carolina General Statutes Chapter 78A - North Carolina Securities Act

North Carolina General Statutes > Chapter 78A - North Carolina Securities Act


Current as of: 2010
Article 1Title and Definitions
Article 2Fraudulent and Other Prohibited Practices
Article 3Exemptions
Article 4Registration and Notice Filing Procedures of Securities
Article 5Registration of Dealers and Salesmen
Article 6Administration and Review
Article 7Civil Liabilities and Criminal Penalties
Article 8Miscellaneous Provisions

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North Carolina Laws: Securities

North Carolina General Statutes Chapter 41 > Article 4 - The Uniform Transfer on Death (TOD) Security Registration Act
North Carolina General Statutes Chapter 62 > Article 8 - Securities Regulation
North Carolina General Statutes Chapter 78A - North Carolina Securities Act
North Carolina General Statutes Chapter 78C - Investment Advisers
North Carolina General Statutes Chapter 78D - Commodities Act

U.S. Code Provisions: Securities

U.S. Code > Title 15 > Chapter 2 - Federal Trade Commission; Promotion Of Export Trade And Prevention Of Unfair Methods Of Competition
U.S. Code > Title 15 > Chapter 2A - Securities And Trust Indentures
U.S. Code > Title 15 > Chapter 2B - Securities Exchanges
U.S. Code > Title 15 > Chapter 2B-1 - Securities Investor Protection
U.S. Code > Title 15 > Chapter 2D - Investment Companies And Advisers

Federal Regulations: Securities

U.S. Code > Title 15 > Chapter 2 - Federal Trade Commission; Promotion Of Export Trade And Prevention Of Unfair Methods Of Competition
U.S. Code > Title 15 > Chapter 2A - Securities And Trust Indentures
U.S. Code > Title 15 > Chapter 2B - Securities Exchanges
U.S. Code > Title 15 > Chapter 2B-1 - Securities Investor Protection
U.S. Code > Title 15 > Chapter 2D - Investment Companies And Advisers
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