26B-6-211.  Notice of supported finding — Procedure for challenging finding — Limitations.

(1) 

Terms Used In Utah Code 26B-6-211

  • Abuse: means :
(a) knowingly or intentionally:
(i) attempting to cause harm;
(ii) causing harm; or
(iii) placing another in fear of harm;
(b) unreasonable or inappropriate use of physical restraint, medication, or isolation that causes or is likely to cause harm to a vulnerable adult;
(c) emotional or psychological abuse;
(d) a sexual offense as described in Title 76, Chapter 5, Offenses Against the Individual; or
(e) deprivation of life sustaining treatment, or medical or mental health treatment, except:
(i) as provided in Title 75, Chapter 2a, Advance Health Care Directive Act; or
(ii) when informed consent, as defined in Section 76-5-111, has been obtained. See Utah Code 26B-6-201
  • Adjudicative proceeding: means :Utah Code 68-3-12.5
  • Adult: means an individual who is 18 years old or older. See Utah Code 26B-6-201
  • Appeal: A request made after a trial, asking another court (usually the court of appeals) to decide whether the trial was conducted properly. To make such a request is "to appeal" or "to take an appeal." One who appeals is called the appellant.
  • Database: means the statewide database maintained by the division under Section 26B-6-210. See Utah Code 26B-6-201
  • Division: means the Division of Aging and Adult Services within the department. See Utah Code 26B-6-101
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Exploitation: means an offense described in Section 76-5-111. See Utah Code 26B-6-201
  • Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.
  • Neglect: means :
    (i) 
    (A) failure of a caretaker to provide necessary care, including nutrition, clothing, shelter, supervision, personal care, or dental, medical, or other health care for a vulnerable adult, unless the vulnerable adult is able to provide or obtain the necessary care without assistance; or
    (B) failure of a caretaker to provide protection from health and safety hazards or maltreatment;
    (ii) failure of a caretaker to provide care to a vulnerable adult in a timely manner and with the degree of care that a reasonable person in a like position would exercise;
    (iii) a pattern of conduct by a caretaker, without the vulnerable adult's informed consent, resulting in deprivation of food, water, medication, health care, shelter, cooling, heating, or other services necessary to maintain the vulnerable adult's well being;
    (iv) knowing or intentional failure by a caretaker to carry out a prescribed treatment plan that causes or is likely to cause harm to the vulnerable adult;
    (v) self-neglect by the vulnerable adult; or
    (vi) abandonment by a caretaker. See Utah Code 26B-6-201
  • Person: means :Utah Code 68-3-12.5
  • Supported: means a finding by the division that there is a reasonable basis to conclude that abuse, neglect, or exploitation occurred. See Utah Code 26B-6-201
  • Vulnerable adult: means an elder adult, or a dependent adult who has a mental or physical impairment which substantially affects that person's ability to:
    (a) provide personal protection;
    (b) provide necessities such as food, shelter, clothing, or mental or other health care;
    (c) obtain services necessary for health, safety, or welfare;
    (d) carry out the activities of daily living;
    (e) manage the adult's own financial resources; or
    (f) comprehend the nature and consequences of remaining in a situation of abuse, neglect, or exploitation. See Utah Code 26B-6-201
    (a)  Except as provided in Subsection (1)(b), within 15 days after the day on which the division makes a supported finding that a person committed abuse, neglect, or exploitation of a vulnerable adult, the division shall serve the person with a notice of agency action, in accordance with Subsections (2) and (3).

    (b)  The division may serve the notice described in Subsection (1)(a) within a reasonable time after the 15 day period described in Subsection (1)(a) if:

    (i)  the delay is necessary in order to:

    (A)  avoid impeding an ongoing criminal investigation or proceeding; or

    (B)  protect the safety of a person; and

    (ii)  the notice is provided before the supported finding is used as a basis to deny the person a license or otherwise adversely impact the person.
  • (2)  The division shall cause the notice described in Subsection (1)(a) to be served by personal service or certified mail.

    (3)  The notice described in Subsection (1)(a) shall:

    (a)  indicate that the division has conducted an investigation regarding alleged abuse, neglect, or exploitation of a vulnerable adult by the alleged perpetrator;

    (b)  indicate that, as a result of the investigation described in Subsection (3)(a), the division made a supported finding that the alleged perpetrator committed abuse, neglect, or exploitation of a vulnerable adult;

    (c)  include a summary of the facts that are the basis for the supported finding;

    (d)  indicate that the supported finding may result in disqualifying the person from:

    (i)  being licensed, certified, approved, or employed by a government agency;

    (ii)  being employed by a service provider, person, or other entity that contracts with, or is licensed by, a government agency; or

    (iii)  qualifying as a volunteer for an entity described in Subsection (3)(d)(i) or (ii);

    (e)  indicate that, as a result of the supported finding, the alleged perpetrator’s identifying information is listed in the database;

    (f)  indicate that the alleged perpetrator may request a copy of the report of the alleged abuse, neglect, or exploitation; and

    (g)  inform the alleged perpetrator of:

    (i)  the right described in Subsection (4)(a); and

    (ii)  the consequences of failing to exercise the right described in Subsection (4)(a) in a timely manner.

    (4) 

    (a)  The alleged perpetrator has the right, within 30 days after the day on which the notice described in Subsection (1)(a) is served, to challenge the supported finding by filing a request for an informal adjudicative proceeding, under Title 63G, Chapter 4, Administrative Procedures Act.

    (b)  If the alleged perpetrator fails to file a request for an informal adjudicative proceeding within the time described in Subsection (4)(a), the supported finding will become final and will not be subject to challenge or appeal.

    (5)  At the hearing described in Subsection (4)(a), the division has the burden of proving, by a preponderance of the evidence, that the alleged perpetrator committed abuse, neglect, or exploitation of a vulnerable adult.

    (6)  Notwithstanding any provision of this section, an alleged perpetrator described in this section may not challenge a supported finding if a court of competent jurisdiction entered a finding in a proceeding to which the alleged perpetrator was a party, that the alleged perpetrator committed the abuse, neglect, or exploitation of a vulnerable adult, upon which the supported finding is based.

    (7)  A person who was listed in the database as a perpetrator before May 5, 2008, and who did not have an opportunity to challenge the division’s finding that resulted in the listing, may at any time:

    (a)  request that the division reconsider the division’s finding; or

    (b)  request an informal adjudicative proceeding, under Title 63G, Chapter 4, Administrative Procedures Act, to challenge the finding.

    Renumbered and Amended by Chapter 308, 2023 General Session