2024 17 CFR 270.15a-3 – Exemption for initial period of investment adviser of certain registered separate accounts from requirement of security holder approval of investment advisory contract

2023 17 CFR 270.15a-3 – Exemption for initial period of investment adviser of certain registered separate accounts from requirement of security holder approval of investment advisory contract

2022 17 CFR 270.15a-3 – Exemption for initial period of investment adviser of certain registered separate accounts from requirement of security holder approval of investment advisory contract

2021 17 CFR 270.15a-3 – Exemption for initial period of investment adviser of certain registered separate accounts from requirement of security holder approval of investment advisory contract

2020 17 CFR 270.15a-3 – Exemption for initial period of investment adviser of certain registered separate accounts from requirement of security holder approval of investment advisory contract

2019 17 CFR 270.15a-3 – Exemption for initial period of investment adviser of certain registered separate accounts from requirement of security holder approval of investment advisory contract

2016 17 CFR 270.15a-3 – Exemption for initial period of investment adviser of certain registered separate accounts from requirement of security holder approval of investment advisory contract

2015 17 CFR 270.15a-3 – Exemption for initial period of investment adviser of certain registered separate accounts from requirement of security holder approval of investment advisory contract

2014 17 CFR 270.15a-3 – Exemption for initial period of investment adviser of certain registered separate accounts from requirement of security holder approval of investment advisory contract

2010 17 CFR 270.15a-3 – Exemption for initial period of investment adviser of certain registered separate accounts from requirement of security holder approval of investment advisory contract

2009 17 CFR 270.15a-3 – Exemption for initial period of investment adviser of certain registered separate accounts from requirement of security holder approval of investment advisory contract