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| § 48-1-101 |
Short title |
| § 48-1-102 |
Part definitions |
| § 48-1-103 |
Exemptions |
| § 48-1-104 |
Securities registration requirement – Civil penalty |
| § 48-1-105 |
Registration by coordination |
| § 48-1-106 |
Registration by qualification |
| § 48-1-107 |
Provisions applicable to registration generally |
| § 48-1-108 |
Stop order denying, suspending, or revoking registration |
| § 48-1-109 |
Registration as broker-dealers, agents, investment advisers, and investment adviser representatives |
| § 48-1-110 |
Registration procedure |
| § 48-1-111 |
Records and reports – Examinations |
| § 48-1-112 |
Denial, revocation, suspension, cancellation, or withdrawal of registration |
| § 48-1-113 |
Filing of sales and advertising literature |
| § 48-1-114 |
Unlawful representation concerning registration or exemption |
| § 48-1-115 |
Administration |
| § 48-1-116 |
Rules, forms, orders, and hearings |
| § 48-1-117 |
Administrative files and opinions |
| § 48-1-118 |
Investigations and subpoenas |
| § 48-1-119 |
Injunctions |
| § 48-1-120 |
Judicial review |
| § 48-1-121 |
Fraudulent acts or devices |
| § 48-1-122 |
Civil liabilities |
| § 48-1-123 |
Criminal prosecution |
| § 48-1-124 |
Scope of law – Service of process |
| § 48-1-125 |
Notice filing and fee requirements for covered securities |
| § 48-1-126 |
Exemptions from notice filing and fee requirements |
| § 48-1-127 |
Senior exploitation reporting and records |
