17 CFR 37.1302 – Types of financial resources
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Financial resources available to satisfy the requirements of § 37.1301 may include:
Terms Used In 17 CFR 37.1302
- Assets: (1) The property comprising the estate of a deceased person, or (2) the property in a trust account.
- Liabilities: The aggregate of all debts and other legal obligations of a particular person or legal entity.
(a) The swap execution facility’s own capital, meaning its assets minus its liabilities calculated in accordance with generally accepted accounting principles in the United States; and
(b) Any other financial resource deemed acceptable by the Commission.