17 CFR 230.194 – Definitions of the terms “swap” and “security-based swap” as used in the Act
Current as of: 2024 | Check for updates
|
Other versions
(a) The term swap as used in section 2(a)(17) of the Act (15 U.S.C. § 77b(a)(17)) has the same meaning as provided in section 3(a)(69) of the Securities Exchange Act of 1934 (15 U.S.C. § 78c(a)(69)) and 17 CFR 240.3a69-1 through 240.3a69-3.
(b) The term security-based swap as used in section 2(a)(17) of the Act (15 U.S.C. § 77b(a)(17)) has the same meaning as provided in section 3(a)(68) of the Securities Exchange Act of 1934 (15 U.S.C. § 78c(a)(68)) and 17 CFR 240.3a68-1a through 240.3a68-5.