California Insurance Code 4097.16 – The offer or sale of securities, including any debt securities, …
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The offer or sale of securities, including any debt securities, issued pursuant to the plan of conversion developed and approved in accordance with the provisions of this article, shall be exempt from Article 8 (commencing with Section 820) of Chapter 1 of Part 2 of Division 1.
(Added by Stats. 1998, Ch. 421, Sec. 4. Effective January 1, 1999.)
Terms Used In California Insurance Code 4097.16
- plan: means a plan adopted by a mutual company in compliance with this article. See California Insurance Code 4097.01