Florida Regulations 69O-143.019: Exemption of Certain Securities from Section 625.78 of the Act
Current as of: 2024 | Check for updates
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Any security shall be exempt from the operation of Florida Statutes § 625.78, of the Act, to the extent necessary to render lawful under such section the execution by a broker of an order for an account in which he has no direct or indirect interest.
Rulemaking Authority 625.82 FS. Law Implemented Florida Statutes § 625.78. History-New 4-23-66, Repromulgated 12-24-74, Formerly 4-19.19, 4-19.019, 4-143.019.
Rulemaking Authority 625.82 FS. Law Implemented Florida Statutes § 625.78. History-New 4-23-66, Repromulgated 12-24-74, Formerly 4-19.19, 4-19.019, 4-143.019.