Florida Regulations 69W-700.019: Submission of Sales Reports
Current as of: 2024 | Check for updates
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(1) Sales reports shall be submitted upon request to the Office of Financial Regulation for securities registered pursuant to Florida Statutes § 517.081
(2) When all sales have been consummated or it is the desire to discontinue an offering, notice shall be given to the Office of Financial Regulation so that it may close its files on this registration.
Rulemaking Authority Florida Statutes § 517.03(1). Law Implemented 517.081(3) FS. History-New 9-20-82, Formerly 3E-20.18, 3E-700.19, Amended 12-8-87, 7-31-91, Formerly 3E-700.019, Amended 10-29-12.
(2) When all sales have been consummated or it is the desire to discontinue an offering, notice shall be given to the Office of Financial Regulation so that it may close its files on this registration.
Rulemaking Authority Florida Statutes § 517.03(1). Law Implemented 517.081(3) FS. History-New 9-20-82, Formerly 3E-20.18, 3E-700.19, Amended 12-8-87, 7-31-91, Formerly 3E-700.019, Amended 10-29-12.