Sec. 11. (a) It is unlawful for a person to violate any agreement that is:

(1) entered into between the securities division and the person; and

Terms Used In Indiana Code 23-19-5-11

  • Commissioner: means the securities commissioner appointed under IC 23-19-6-1(a). See Indiana Code 23-19-1-2
  • Person: means an individual; corporation; business trust; estate; trust; partnership; limited liability company; association; joint venture; government; governmental subdivision, agency, or instrumentality; public corporation; or any other legal or commercial entity. See Indiana Code 23-19-1-2
(2) ordered by the commissioner under this article.

     (b) A person is not liable under section 9(a) or 9(b) of this chapter for a violation of this section.

As added by P.L.146-2013, SEC.4.