Terms Used In Iowa Code 502.103

  • Litigation: A case, controversy, or lawsuit. Participants (plaintiffs and defendants) in lawsuits are called litigants.
 Securities Act of 1933, 15 U.S.C. § 77a et seq.; Securities Exchange Act of 1934, 15 U.S.C. § 78a et seq.; Public Utility Holding Company Act of 1935, 15 U.S.C. § 79 et seq.; Investment Company Act of 1940, 15 U.S.C. § 80a-1 et seq.; Investment Advisers Act of 1940, 15 U.S.C. § 80b-1 et seq.; Employee Retirement Income Security Act of 1974, 29 U.S.C. § 1001 et seq.; National Housing Act, 12 U.S.C. § 1701; Commodity Exchange Act, 7 U.S.C. § 1 et seq.; Internal Revenue Code, 26 U.S.C. § 1 et seq.; Securities Investor Protection Act of 1970, 15 U.S.C. § 78aaa et seq.; Securities Litigation Uniform Standards Act of 1998, 112 Stat. 3227; Small Business Investment Act of 1958, 15 U.S.C. § 661 et seq.; Electronic Signatures in Global and National Commerce Act, 15 U.S.C. § 7001 et seq.; and “Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. No. 111-203 mean those federal statutes and the rules and regulations adopted under those federal statutes, as in effect on January 1, 2015.