(a) A filing office that accepts written records may not refuse to accept a written initial financing statement that is in the following form and format, except for a reason set forth in Subsection (b) of Section 55-9-516 N.M. Stat. Ann.:

Terms Used In New Mexico Statutes 55-9-521

  • Amendment: A proposal to alter the text of a pending bill or other measure by striking out some of it, by inserting new language, or both. Before an amendment becomes part of the measure, thelegislature must agree to it.
  • Decedent: A deceased person.
  • Lien: A claim against real or personal property in satisfaction of a debt.

“UCC FINANCING STATEMENT FOLLOW INSTRUCTIONS A.     NAME & PHONE OF CONTACT AT FILER (optional)     B.     E-MAIL CONTACT AT FILER (optional)     C.     SEND ACKNOWLEDGMENT TO: (Name and Address)                                                                                                                 THE ABOVE SPACE IS                                                                                                                 FOR FILING    ONLY OFFICE USE DEBTOR’S NAME: Provide only one Debtor name (1a or 1b) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor’s name), if any part of the Individual Debtor’s name will not fit in 1.     line 1b, leave all of item 1 blank, check here Q and provide the Individual Debtor information in item 10 of the Financing Statement Addendum (Form UCC1Ad) 1a.     ORGANIZATION’S NAME OR 1b.     INDIVIDUAL’S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S)                             SUFFIX 1c.     MAILING ADDRESS CITY STATE         POSTAL CODE                 COUNTRY DEBTOR’S NAME: Provide only one Debtor name (2a or 2b) (use exact, full name; do not omit, modify, or abbreviate any part of the 2.     Debtor’s name), if any part of the Individual Debtor’s name will not fit in line 2b, leave all of item 2 blank, check here Q and provide the Individual Debtor information in item 10 of the Financing Statement Addendum (Form UCC1Ad) 2a.     ORGANIZATION’S NAME OR 2b.     INDIVIDUAL’S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S)                             SUFFIX 2c.     MAILING ADDRESS CITY STATE         POSTAL CODE                 COUNTRY    3.     SECURED PARTY’S NAME (or NAME of ASSIGNEE of ASSIGNOR SECURED PARTY) Provide only one Secured Party name (3a or 3b) 3a.     ORGANIZATION’S NAME OR 3b.     INDIVIDUAL’S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S)                                 SUFFIX 3c.     MAILING ADDRESS CITY STATE         POSTAL CODE                 COUNTRY 4.     COLLATERAL: This financing statement covers the following collateral     5.     Check only if applicable and check only one box.

Collateral is Q held in a Trust (see UCC1Ad, item 17 and instructions) Q being administered by a Decedent‘s Personal Representative 6a. Check only if applicable and check only one box.

Q Public-Finance Transaction Q Manufactured-Home Transaction Q A Debtor is a Transmitting Utility 6b. Check only if applicable and check only one box.

Q Agricultural Lien Q Non-UCC Filing 7.     ALTERNATIVE DESIGNATION (if applicable) Q Lessee/Lessor

Q Consignee/Consignor

Q Seller/Buyer Q Bailee/Bailor

Q Licensee/Licensor

8.     OPTIONAL FILER REFERENCE DATA:

UCC FINANCING STATEMENT (Form UCC1)(Rev. 04/20/11) UCC FINANCING STATEMENT ADDENDUM FOLLOW INSTRUCTIONS NAME OF FIRST DEBTOR: Same as line 1a or 1b on Financing 9.     Statement; if line 1b was left blank because Individual Debtor name did not fit, check here         9a.     ORGANIZATION’S NAME OR 9b.     INDIVIDUAL’S SURNAME    FIRST PERSONAL NAME                     THE ABOVE SPACE IS FOR FILING                                                                             OFFICE USE ONLY ADDITIONAL NAME(S)/INITIAL(S) SUFFIX     10.

DEBTOR’S NAME: Provide (10a or 10b) only one additional Debtor name or Debtor name that did not fit in line 1b or 2b of the Financing Statement (Form UCC1)(use exact, full name; do not omit, modify, or abbreviate any part of the Debtor’s name) and enter the mailing address in line 10c 10a.    ORGANIZATION’S NAME OR 10b.    INDIVIDUAL’S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S)         SUFFIX 10c.    MAILING ADDRESS CITY STATE         POSTAL CODE                 COUNTRY 11.         ADDITIONAL SECURED PARTY’S NAME or

         ASSIGNOR SECURED PARTY’S NAME: Provide only one name (11a or 11b) 11a.    ORGANIZATION’S NAME OR 11b.    INDIVIDUAL’S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S)         SUFFIX 11c.    MAILING ADDRESS CITY STATE         POSTAL CODE                 COUNTRY 12. ADDITIONAL SPACE FOR ITEM 4 (Collateral):

     13. This FINANCING STATEMENT is to be filed [for record] (or recorded) in the REAL ESTATE RECORDS (if applicable) 14. This FINANCING STATEMENT:

         covers timber to be cut            covers as-extracted collateral            is filed as a fixture filing 15. Name and address of a RECORD OWNER of real estate described in item 16 (if Debtor does not have a record interest):

     16. Description of real estate:

     17. MISCELLANEOUS:

    UCC FINANCING STATEMENT ADDENDUM (Form UCC1Ad)(Rev. 04/20/11)”.

(b) A filing office that accepts written records may not refuse to accept a written record in the following form and format except for a reason set forth in Subsection (b) of Section 55-9-516 N.M. Stat. Ann.:

“UCC FINANCING STATEMENT AMENDMENT FOLLOW INSTRUCTIONS A.     NAME & PHONE OF CONTACT AT FILER (optional) B.     E-MAIL CONTACT AT FILER (optional)     C.     SEND ACKNOWLEDGMENT TO: (Name and Address)                                                                                                                 THE ABOVE SPACE IS                                                                                                                 FOR FILING                                                                                                                 OFFICE USE ONLY 1a.     INITIAL FINANCING STATEMENT FILE NUMBER 1b.         This FINANCING STATEMENT AMENDMENT is to be filed [for record] (or recorded) in the REAL ESTATE RECORDS Filer: attach Amendment Addendum (Form UCC3Ad) and provide Debtor’s name in item 13            TERMINATION: Effectiveness of the Financing Statement identified 2.     above is terminated with respect to the security interest(s) of Secured Party authorizing this Termination Statement.

         ASSIGNMENT (full or partial): Provide name of Assignee in item 7a or

3.     7b, and address of Assignee in item 7c and name of Assignor in item 9. For partial assignment, complete items 7 and 9 and also indicate affected collateral in item 8.

         CONTINUATION: Effectiveness of the Financing Statement identified above with respect to the security interest(s) of Secured Party authorizing this 4.     Continuation Statement is continued for the additional period provided by applicable law.

5.     PARTY INFORMATION CHANGE: Check one of these two boxes:

This change affects     Debtor or        Secured Party of record AND Check one of these three boxes to:

         CHANGE name and/or address: Complete item 6a or 6b; and item 7a or

7b and item 7c            ADD name: Complete item 7a or 7b, and item 7c            DELETE name: Give record name to be deleted in item 6a or 6b 6.     CURRENT RECORD INFORMATION: Complete for Party Information Change – provide only one name (6a or 6b) 6a.     ORGANIZATION’S NAME OR    6b.     INDIVIDUAL’S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S)         SUFFIX CHANGED OR ADDED INFORMATION: Complete for Assignment or Party 7.     Information Change – provide only one name (7a or 7b) (use exact, full name;

do not omit, modify, or abbreviate any part of the Debtor’s name) 7a.     ORGANIZATION’S NAME OR    7b.     INDIVIDUAL’S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S)         SUFFIX 7c.     MAILING ADDRESS CITY STATE         POSTAL CODE                     COUNTRY 8.             COLLATERAL CHANGE: Also check one of these four boxes:

            ADD collateral            DELETE collateral             RESTATE covered collateral                    ASSIGN collateral Indicate collateral:                                                                                        NAME OF SECURED PARTY OF RECORD AUTHORIZING THIS AMENDMENT: Provide only one name (9a or 9b) (name of Assignor, if this is 9.     an Assignment) If this is an Amendment authorized by a DEBTOR, check here        and provide name of authorizing Debtor

9a.     ORGANIZATION’S NAME OR    9b.     INDIVIDUAL’S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S)         SUFFIX 10.     OPTIONAL FILER REFERENCE DATA:

UCC FINANCING STATEMENT AMENDMENT ADDENDUM FOLLOW INSTRUCTIONS 11.     INITIAL FINANCING STATEMENT FILE NUMBER: Same as item 1a on Amendment form 12.     NAME OF PARTY AUTHORIZING THIS AMENDMENT: Same as item 9 on Amendment form 12a.    ORGANIZATION’S NAME OR    12b.    INDIVIDUAL’S SURNAME FIRST PERSONAL NAME            13.

ADDITIONAL NAME(S)/INITIAL(S)         SUFFIX                                                                                        THE ABOVE SPACE IS                                                                                        FOR FILING                                                                                        OFFICE USE ONLY Name of DEBTOR on related financing statement (Name of a current Debtor of record required for indexing purposes only in some filing offices – see Instruction item 13). Provide only one Debtor name (13a or 13b) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor’s name). See instructions if name does not fit.

13a.    ORGANIZATION’S NAME OR    13b.    INDIVIDUAL’S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S)         SUFFIX 14.     ADDITIONAL SPACE FOR ITEM 8 (Collateral):

     This FINANCING STATEMENT AMENDMENT:

15.         covers timber to be cut,        covers as-extracted collateral,        is filed as a fixture filing 16.     Name and address of a RECORD OWNER of real estate described in item 17 (if Debtor does not have a record interest):

     17.     Description of real estate:

     18.     MISCELLANEOUS    UCC FINANCING STATEMENT AMENDMENT ADDENDUM (Form UCC3Ad) (Rev 04/20/11)”.