17 CFR 171.45 – General procedures
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The following procedural rules applicable to review of decisions of the National Futures Association in disciplinary, membership denial and registration actions shall also apply to the review of decisions of the National Futures Association in member responsibility actions:
Terms Used In 17 CFR 171.45
- Appeal: A request made after a trial, asking another court (usually the court of appeals) to decide whether the trial was conducted properly. To make such a request is "to appeal" or "to take an appeal." One who appeals is called the appellant.
- Oral argument: An opportunity for lawyers to summarize their position before the court and also to answer the judges' questions.
(a) Section 171.24 Submission of the Record.
(b) Section 171.25 Appeal Brief.
(c) Section 171.26 Answering Brief.
(d) Section 171.27 Limited Participation By Interested Persons.
(e) Section 171.28 Participation By Commission Staff.
(f) Section 171.30 Scope of Review.
(g) Section 171.31 Commission Review In the Absence of An Appeal.
(h) Section 171.32 Oral Argument.
(i) Section 171.33 Final Decision By the Commission.