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Part 1 |
General Regulations Under the Commodity Exchange Act |
Part 2 |
Official Seal |
Part 3 |
Registration |
Part 4 |
Commodity Pool Operators and Commodity Trading Advisors |
Part 5 |
Off-Exchange Foreign Currency Transactions |
Part 7 |
Registered Entity Rules Altered or Supplemented by the Commission |
Part 9 |
Rules Relating to Review of Exchange Disciplinary, Access Denial or Other Adverse Actions |
Part 10 |
Rules of Practice |
Part 11 |
Rules Relating to Investigations |
Part 12 |
Rules Relating to Reparations |
Part 13 |
Procedures for Petitions for Rulemaking |
Part 14 |
Rules Relating to Suspension or Disbarment From Appearance and Practice |
Part 15 |
Reports–General Provisions |
Part 16 |
Reports by Contract Markets and Swap Execution Facilities |
Part 17 |
Reports by Reporting Markets, Futures Commission Merchants, Clearing Members, and Foreign Brokers |
Part 18 |
Reports by Traders |
Part 19 |
Reports by Persons Holding Reportable Positions in Excess of Position Limits, and by Merchants and Dealers in Cotton |
Part 20 |
Large Trader Reporting for Physical Commodity Swaps |
Part 21 |
Special Calls |
Part 22 |
Cleared Swaps |
Part 23 |
Swap Dealers and Major Swap Participants |
Part 30 |
Foreign Futures and Foreign Options Transactions |
Part 31 |
Leverage Transactions |
Part 32 |
Regulation of Commodity Option Transactions |
Part 33 |
Regulation of Commodity Option Transactions That Are Options On Contracts of Sale of a Commodity for Future Delivery |
Part 34 |
Regulation of Hybrid Instruments |
Part 35 |
Swaps in an Agricultural Commodity (Agricultural Swaps) |
Part 36 |
Trade Execution Requirement |
Part 37 |
Swap Execution Facilities |
Part 38 |
Designated Contract Markets |
Part 39 |
Derivatives Clearing Organizations |
Part 40 |
Provisions Common to Registered Entities |
Part 41 |
Security Futures Products |
Part 42 |
Anti-Money Laundering, Terrorist Financing |
Part 43 |
Real-Time Public Reporting |
Part 44 |
Interim Final Rule for Pre-Enactment Swap Transactions |
Part 45 |
Swap Data Recordkeeping and Reporting Requirements |
Part 46 |
Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps |
Part 48 |
Registration of Foreign Boards of Trade |
Part 49 |
Swap Data Repositories |
Part 50 |
Clearing Requirement and Related Rules |
Part 75 |
Proprietary Trading and Certain Interests in and Relationships With Covered Funds |
Part 100 |
Delivery Period Required |
Part 140 |
Organization, Functions, and Procedures of the Commission |
Part 141 |
Salary Offset |
Part 142 |
Indemnification of Cftc Employees |
Part 143 |
Collection of Claims Owed the United States Arising From Activities Under the Commission’s Jurisdiction |
Part 144 |
Procedures Regarding the Disclosure of Information and the Testimony of Present or Former Officers and Employees in Response to Subpoenas or Other Demands of a Court |
Part 145 |
Commission Records and Information |
Part 146 |
Records Maintained On Individuals |
Part 147 |
Open Commission Meetings |
Part 148 |
Implementation of the Equal Access to Justice Act in Covered Adjudicatory Proceedings Before the Commission |
Part 149 |
Enforcement of Nondiscrimination On the Basis of Handicap in Programs or Activities Conducted by the Commodity Futures Trading Commission |
Part 150 |
Limits On Positions |
Part 155 |
Trading Standards |
Part 156 |
Broker Associations |
Part 160 |
Privacy of Consumer Financial Information Under Title V of the Gramm-Leach-Bliley Act |
Part 162 |
Protection of Consumer Information Under the Fair Credit Reporting Act |
Part 165 |
Whistleblower Rules |
Part 166 |
Customer Protection Rules |
Part 170 |
Registered Futures Associations |
Part 171 |
Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions |
Part 180 |
Prohibition Against Manipulation |
Part 190 |
Bankruptcy Rules |