17 CFR 5.4 – Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors
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Part 4 of this chapter applies to any person required pursuant to the provisions of this part 5 to register as a commodity pool operator or as a commodity trading advisor. Failure by any such person to comply with the requirements of part 4 will constitute a violation of this section and the relevant section of part 4.
