§ 15.00 Definitions of terms used in parts 15 to 19, and 21 of this chapter
§ 15.01 Persons required to report
§ 15.02 Reporting forms
§ 15.03 Reporting levels
§ 15.04 Reportable trading volume level
§ 15.05 Designation of agent for foreign persons
§ 15.06 Delegations

Terms Used In 17 CFR Part 15 - Reports--General Provisions

  • Complaint: A written statement by the plaintiff stating the wrongs allegedly committed by the defendant.
  • Contract: A legal written agreement that becomes binding when signed.
  • Obligation: An order placed, contract awarded, service received, or similar transaction during a given period that will require payments during the same or a future period.
  • Oversight: Committee review of the activities of a Federal agency or program.
  • Partnership: A voluntary contract between two or more persons to pool some or all of their assets into a business, with the agreement that there will be a proportional sharing of profits and losses.
  • Power of attorney: A written instrument which authorizes one person to act as another's agent or attorney. The power of attorney may be for a definite, specific act, or it may be general in nature. The terms of the written power of attorney may specify when it will expire. If not, the power of attorney usually expires when the person granting it dies. Source: OCC
  • Subpoena: A command to a witness to appear and give testimony.
  • Summons: Another word for subpoena used by the criminal justice system.