§ 225.170 What type of investments are permitted by this subpart, and under what conditions may they be made?
§ 225.171 What are the limitations on managing or operating a portfolio company held as a merchant banking investment?
§ 225.172 What are the holding periods permitted for merchant banking investments?
§ 225.173 How are investments in private equity funds treated under this subpart?
§ 225.174 What aggregate thresholds apply to merchant banking investments?
§ 225.175 What risk management, record keeping and reporting policies are required to make merchant banking investments?
§ 225.176 How do the statutory cross marketing and sections 23A and B limitations apply to merchant banking investments?
§ 225.177 Definitions

Terms Used In CFR > Title 12 > Chapter II > Subchapter A > Part 225 > Subpart J - Merchant Banking Investments

  • Amendment: A proposal to alter the text of a pending bill or other measure by striking out some of it, by inserting new language, or both. Before an amendment becomes part of the measure, thelegislature must agree to it.
  • Assets: (1) The property comprising the estate of a deceased person, or (2) the property in a trust account.
  • Contract: A legal written agreement that becomes binding when signed.
  • Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
  • depository institution: includes a U. See 12 CFR 225.177
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Fiduciary: A trustee, executor, or administrator.
  • financial holding company: as used in this subpart means the financial holding company and all of its subsidiaries, including a private equity fund or other fund controlled by the financial holding company. See 12 CFR 225.177
  • Oversight: Committee review of the activities of a Federal agency or program.
  • Partnership: A voluntary contract between two or more persons to pool some or all of their assets into a business, with the agreement that there will be a proportional sharing of profits and losses.
  • Trustee: A person or institution holding and administering property in trust.