CFR > Title 17 > Chapter I > Part 170 > Subpart B – Registration Statement of Futures Associations to Be Submitted to the Commission
Current as of: 2024 | Check for updates
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Other versions
| § 170.11 | Form of registration statement; review of registration statement |
| § 170.12 | Delegation of Authority to Director of the Division of Swap Dealer and Intermediary Oversight |
Terms Used In CFR > Title 17 > Chapter I > Part 170 > Subpart B - Registration Statement of Futures Associations to Be Submitted to the Commission
- Complaint: A written statement by the plaintiff stating the wrongs allegedly committed by the defendant.
- Contract: A legal written agreement that becomes binding when signed.
- Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
- Oversight: Committee review of the activities of a Federal agency or program.