CFR > Title 30 > Chapter I > Subchapter K > Part 56 > Subpart R > Shafts
Current as of: 2024 | Check for updates
|
Other versions
Terms Used In CFR > Title 30 > Chapter I > Subchapter K > Part 56 > Subpart R > Shafts
- act: means the Trust Indenture Act of 1939. See 17 CFR 260.0-2
- affiliate: means a person controlling, controlled by, or under common control with, another person. See 17 CFR 260.0-2
- agent for service: means the person authorized to receive notices and communications from the Commission. See 17 CFR 260.0-2
- Amendment: A proposal to alter the text of a pending bill or other measure by striking out some of it, by inserting new language, or both. Before an amendment becomes part of the measure, thelegislature must agree to it.
- amount: when used in regard to securities, shall have the meaning given in § 260. See 17 CFR 260.0-2
- class: when used in regard to securities, shall have the meaning given in § 260. See 17 CFR 260.0-2
- Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
- Defendant: In a civil suit, the person complained against; in a criminal case, the person accused of the crime.
- Escrow: Money given to a third party to be held for payment until certain conditions are met.
- Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.
- Lien: A claim against real or personal property in satisfaction of a debt.
- Obligation: An order placed, contract awarded, service received, or similar transaction during a given period that will require payments during the same or a future period.
- outstanding: when used in regard to securities, shall have the meaning given in § 260. See 17 CFR 260.0-2
- Pleadings: Written statements of the parties in a civil case of their positions. In the federal courts, the principal pleadings are the complaint and the answer.
- Power of attorney: A written instrument which authorizes one person to act as another's agent or attorney. The power of attorney may be for a definite, specific act, or it may be general in nature. The terms of the written power of attorney may specify when it will expire. If not, the power of attorney usually expires when the person granting it dies. Source: OCC
- Service of process: The service of writs or summonses to the appropriate party.
- Trustee: A person or institution holding and administering property in trust.