§ 1026.200 General
§ 1026.210 Anti-money laundering program requirements for futures commission merchants and introducing brokers in commodities
§ 1026.220 Customer identification programs for futures commission merchants and introducing brokers

Terms Used In CFR > Title 31 > Subtitle B > Chapter X > Part 1026 > Subpart B - Programs

  • Contract: A legal written agreement that becomes binding when signed.
  • Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Liabilities: The aggregate of all debts and other legal obligations of a particular person or legal entity.
  • Obligation: An order placed, contract awarded, service received, or similar transaction during a given period that will require payments during the same or a future period.
  • Partnership: A voluntary contract between two or more persons to pool some or all of their assets into a business, with the agreement that there will be a proportional sharing of profits and losses.