§ 44-3111 Director of securities
§ 44-3112 Assistant director of securities
§ 44-3113 Employment of personnel
§ 44-3114 Travel and other necessary expenses of employees
§ 44-3115 Cooperation with other agencies

Terms Used In Arizona Laws > Title 44 > Chapter 13 > Article 2 - Administrative Personnel

  • Director: means the director of the securities division of the commission. See Arizona Laws 44-1801
  • Investment adviser: means any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of investing in, purchasing or selling securities or who, for compensation and as a part of a regular business, issues or promulgates analyses or reports concerning securities. See Arizona Laws 44-3101
  • Investment company: means any company that is registered under the investment company act of 1940. See Arizona Laws 44-3101
  • Person: means an individual, corporation, partnership, association, joint stock company or trust, limited liability company, government or governmental subdivision or agency or any other unincorporated organization. See Arizona Laws 44-1801
  • United States: includes the District of Columbia and the territories. See Arizona Laws 1-215