Florida Regulations 69O-143.007: Exemption from the Act of Securities Purchased or Sold by Odd-lot Dealers
Current as of: 2024 | Check for updates
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Transactions that are the result of sales of securities by odd-lot dealers are exempt from the provisions of sections 625.75 and 625.76, F.S.
Rulemaking Authority 624.308(1), 625.76 FS. Law Implemented 624.307(1), 625.765 FS. History-New 4-23-66, Repromulgated 12-24-74, Formerly 4-19.07, 4-19.007, Amended 9-22-03, Formerly 4-143.007.
Rulemaking Authority 624.308(1), 625.76 FS. Law Implemented 624.307(1), 625.765 FS. History-New 4-23-66, Repromulgated 12-24-74, Formerly 4-19.07, 4-19.007, Amended 9-22-03, Formerly 4-143.007.