Indiana Code 23-2.5-7-6. Annual loan broker office compliance examinations
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Sec. 6. (a) A principal manager shall complete at least one (1) compliance examination per year of each loan broker office for which the principal manager is the supervisor designated under section 4 of this chapter.
(1) at the principal place of business; and
(b) A loan broker shall maintain complete documentation of each examination conducted by a principal manager under subsection (a):
Terms Used In Indiana Code 23-2.5-7-6
- Year: means a calendar year, unless otherwise expressed. See Indiana Code 1-1-4-5
(2) for a minimum of five (5) years after the calendar year in which the examination is completed.
As added by P.L.175-2019, SEC.2.