§ 533C.101 Short title
§ 533C.102 Definitions
§ 533C.103 Exclusions
§ 533C.201 License required
§ 533C.202 Application for license
§ 533C.203 Security
§ 533C.204 Issuance of license
§ 533C.205 Renewal of license
§ 533C.206 Net worth
§ 533C.301 License required
§ 533C.302 Application for license
§ 533C.303 Issuance of license
§ 533C.304 Renewal of license
§ 533C.401 Relationship between licensee and authorized delegate
§ 533C.402 Unauthorized activities
§ 533C.501 Authority to conduct examinations
§ 533C.502 Joint examinations
§ 533C.503 Reports
§ 533C.504 Change of control
§ 533C.505 Records
§ 533C.506 Money laundering reports
§ 533C.507 Disclosure
§ 533C.601 Maintenance of permissible investments
§ 533C.602 Types of permissible investments
§ 533C.701 Suspension and revocation — receivership.
§ 533C.702 Suspension and revocation of authorized delegates
§ 533C.703 Orders to cease and desist
§ 533C.704 Consent orders
§ 533C.705 Civil penalties
§ 533C.706 Criminal penalties
§ 533C.707 Unlicensed persons
§ 533C.708 Investigations
§ 533C.801 Administrative proceedings
§ 533C.802 Hearings
§ 533C.803 Rules
§ 533C.901 Uniformity of application and construction
§ 533C.902 Financial services licensing fund
§ 533C.903 Severability clause
§ 533C.904 Applicability

Terms Used In Iowa Code > Chapter 533C

  • following: when used by way of reference to a chapter or other part of a statute mean the next preceding or next following chapter or other part. See Iowa Code 4.1
  • oath: includes affirmation in all cases where an affirmation may be substituted for an oath, and in like cases the word "swear" includes "affirm". See Iowa Code 4.1
  • person: means individual, corporation, limited liability company, government or governmental subdivision or agency, business trust, estate, trust, partnership or association, or any other legal entity. See Iowa Code 4.1
  • property: includes personal and real property. See Iowa Code 4.1
  • Rule: includes "regulation". See Iowa Code 4.1
  • state: when applied to the different parts of the United States, includes the District of Columbia and the territories, and the words "United States" may include the said district and territories. See Iowa Code 4.1
  • United States: includes all the states. See Iowa Code 4.1
  • year: means twelve consecutive months. See Iowa Code 4.1